arXiv:2602.13292cs.AI2026-02综述

用AI多代理系统提升科研伦理审查效率与一致性。

Mirror: A Multi-Agent System for AI-Assisted Ethics Review

  • 构建多代理框架,融合伦理推理与规则解析。
  • 在41000条数据上训练专用模型,支持高效合规检查。
  • 适合需要标准化伦理评估的科研机构和项目组。

伦理审查是现代科研治理的核心机制,但随着大规模、跨学科研究的兴起,传统体系面临巨大压力。当前系统在应对异构风险时暴露出机构审查能力不足的问题,而非伦理监督本身合法性存疑。大语言模型(LLM)为辅助伦理审查带来新机遇,但受限于伦理推理能力弱、与监管结构整合差、敏感材料隐私约束严等瓶颈。本文提出Mirror,一个统一架构的智能代理框架,集成伦理推理、规则结构化解读与多代理协商。核心为EthicsLLM,基于41,000个从权威伦理与法规文献中提炼的问答链样本进行微调。该模型支持两种模式:Mirror-ER(快速审查)通过可执行规则库实现对低风险研究的高效透明合规验证;Mirror-CR(委员会审查)模拟全体委员审议过程,由专家代理、伦理秘书代理与项目负责人代理协同运作,生成涵盖十个伦理维度的结构化评估报告。实证表明,Mirror在评估质量、一致性和专业性方面显著优于主流通用大模型。

原文摘要 · Abstract (English)

Ethics review is a foundational mechanism of modern research governance, yet contemporary systems face increasing strain as ethical risks arise as structural consequences of large-scale, interdisciplinary scientific practice. The demand for consistent and defensible decisions under heterogeneous risk profiles exposes limitations in institutional review capacity rather than in the legitimacy of ethics oversight. Recent advances in large language models (LLMs) offer new opportunities to support ethics review, but their direct application remains limited by insufficient ethical reasoning capability, weak integration with regulatory structures, and strict privacy constraints on authentic review materials. In this work, we introduce Mirror, an agentic framework for AI-assisted ethical review that integrates ethical reasoning, structured rule interpretation, and multi-agent deliberation within a unified architecture. At its core is EthicsLLM, a foundational model fine-tuned on EthicsQA, a specialized dataset of 41K question-chain-of-thought-answer triples distilled from authoritative ethics and regulatory corpora. EthicsLLM provides detailed normative and regulatory understanding, enabling Mirror to operate in two complementary modes. Mirror-ER (expedited Review) automates expedited review through an executable rule base that supports efficient and transparent compliance checks for minimal-risk studies. Mirror-CR (Committee Review) simulates full-board deliberation through coordinated interactions among expert agents, an ethics secretary agent, and a principal investigator agent, producing structured, committee-level assessments across ten ethical dimensions. Empirical evaluations demonstrate that Mirror significantly improves the quality, consistency, and professionalism of ethics assessments compared with strong generalist LLMs.

伦理审查多代理系统AI辅助

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