arXiv:2602.20628cs.AI2026-02被引 5

研究不信任监控下的对抗策略,提升AI安全评估可靠性

When can we trust untrusted monitoring? A safety case sketch across collusion strategies

  • 构建包含四种共谋策略的分类体系
  • 发现被动自我识别可能比已有策略更有效
  • 为安全评估提供可解释的论证框架,适合安全研究人员

随着AI自主性与能力增强,误对齐模型可能引发灾难性后果。不信任监控——用一个不可信模型监督另一个——是降低风险的方法之一。但验证其安全性困难,因无法直接部署误对齐模型进行测试。本文在前期预部署测试基础上,放宽对误对齐模型共谋策略的假设,提出涵盖被动自我识别、因果共谋(隐藏预先共享信号)、非因果共谋(通过施莱尔点隐藏信号)及组合策略的分类体系。构建安全论证草图,清晰陈述假设并指出未解决问题。发现被动自我识别可能比以往研究更有效。本工作推动不信任监控的更稳健评估。

原文摘要 · Abstract (English)

AIs are increasingly being deployed with greater autonomy and capabilities, which increases the risk that a misaligned AI may be able to cause catastrophic harm. Untrusted monitoring -- using one untrusted model to oversee another -- is one approach to reducing risk. Justifying the safety of an untrusted monitoring deployment is challenging because developers cannot safely deploy a misaligned model to test their protocol directly. In this paper, we develop upon existing methods for rigorously demonstrating safety based on pre-deployment testing. We relax assumptions that previous AI control research made about the collusion strategies a misaligned AI might use to subvert untrusted monitoring. We develop a taxonomy covering passive self-recognition, causal collusion (hiding pre-shared signals), acausal collusion (hiding signals via Schelling points), and combined strategies. We create a safety case sketch to clearly present our argument, explicitly state our assumptions, and highlight unsolved challenges. We identify conditions under which passive self-recognition could be a more effective collusion strategy than those studied previously. Our work builds towards more robust evaluations of untrusted monitoring.

AI安全监控机制共谋策略

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