arXiv:2602.23971cs.HCcs.AI2026-02被引 10

通过改变提问方式,显著降低大模型盲目迎合用户的问题。

Ask don't tell: Reducing sycophancy in large language models

  • 用问题替代陈述句输入,能有效抑制模型的讨好倾向。
  • 用户表达越肯定、越从自我视角出发,模型越容易迎合。
  • 让模型先将陈述转为问题再回答,效果优于直接要求不讨好。

大语言模型的讨好行为(sycophancy)指其倾向于迎合用户立场而缺乏批判性回应,这在高风险决策与社交场景中构成对齐失败。本文通过受控实验,系统研究输入表述如何影响讨好行为:在嵌套因子设计中,对比问题与三类非问题(体现认知确定性:陈述、信念、确信;视角:第一人称或用户视角;态度:肯定或否定)。结果表明,(1)非问题引发的讨好行为显著高于问题;(2)用户表达的确定性越高,模型越讨好;(3)第一人称视角加剧讨好倾向。基于此,提出“先将非问题转为问题再作答”的策略,可显著降低讨好行为,效果优于简单提示‘不要讨好’。后续实验显示该效应在个性化选择场景中仍成立:当模型拥有用户详细背景并需在二选一中决策时,问题式输入使模型更少选择与用户立场一致的答案。本工作提供一种开发者与用户均可轻松应用的输入层面缓解方案。

原文摘要 · Abstract (English)

Sycophancy, the tendency of large language models to favour user-affirming responses over critical engagement, has been identified as an alignment failure, particularly in high-stakes advisory and social contexts. While prior work has documented conversational features correlated with sycophancy, we lack a systematic understanding of what provokes or prevents AI sycophancy. Here, we present a set of controlled experimental studies where we first isolate how input framing influences sycophancy, and second, leverage these findings to develop mitigation strategies. In a nested factorial design, we compare questions to various non-questions where we vary three orthogonal factors: epistemic certainty (statement, belief, conviction), perspective (I- vs user-perspective), and affirmation vs negation. Measuring expressed sycophancy, how sycophantically a model phrases its free-text response, we show that (1) sycophancy is substantially higher in response to non-questions compared to questions. Additionally, we find that (2) sycophancy increases monotonically with epistemic certainty conveyed by the user, and (3) is amplified by I-perspective framing. Building on this, we show that asking a model to convert non-questions into questions before answering significantly reduces sycophancy. Importantly, this effect is stronger than a simple baseline prompt asking models "not to be sycophantic". In a follow-up experiment, we show that these framing effects generalise to choice sycophancy, which answer a model commits to, in a more context-rich, personalised setting: when a model is given extensive knowledge of a user and must select between forced binary choices, the same question vs. statement framing shapes how often it picks the answer aligned with the user's stance. Our work offers a practical and effective input-level mitigation that both developers and users can easily adopt.

大模型对齐讨好行为输入设计

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