arXiv:2603.03119cs.AIcs.LO2026-03

为持续演化的AI机构设计边界行为规范,让其扩展权限时也需受控。

AI Space Physics: Constitutive boundary semantics for open AI institutions

  • 用带类型边界的最小状态模型定义AI机构的演化机制
  • 扩展权限即使无即时外部影响,仍需经过可验证的裁决流程
  • 适合研究开放AI治理、自主系统架构的学者和工程师

代理型AI部署正日益表现为持久存在的机构而非一次性推理接口:它们积累状态、调用外部工具、协调多个运行时,并随时间动态扩展自身未来权限范围。现有治理语言通常仅规定决策层约束,却对边界跨越的因果机制缺乏明确定义,尤其在不立即改变外部世界但扩大后续能力的过渡情形中。本文提出AI空间物理(AI Space Physics),作为开放、自扩展AI机构的构成性语义框架。我们构建了包含类型化边界通道、有限视野可达性语义与膜见证机制的最小状态模型。核心定律族(P-1, P-1a, P-1b, P-1c)要求见证完整性、不可绕过的中介、原子化裁决到执行的转换,以及可重放的裁决类重建。明确区分二阶效应为结构扩展与政策拓宽,并将扩展过渡视为治理相关事件,即使其即时外部变化为零。创新点精准:并非引入中介概念,而是将权限表面扩展重新分类为具有构成性见证义务的一级边界事件。在此语义下,无即时提交的扩展仍具裁决相关性。

原文摘要 · Abstract (English)

Agentic AI deployments increasingly behave as persistent institutions rather than one-shot inference endpoints: they accumulate state, invoke external tools, coordinate multiple runtimes, and modify their future authority surface over time. Existing governance language typically specifies decision-layer constraints but leaves the causal mechanics of boundary crossing underdefined, particularly for transitions that do not immediately change the external world yet expand what the institution can later do. This paper introduces AI Space Physics as a constitutive semantics for open, self-expanding AI institutions. We define a minimal state model with typed boundary channels, horizon-limited reach semantics, and a membrane-witness discipline. The core law family (P-1, P-1a, P-1b, P-1c) requires witness completeness, non-bypass mediation, atomic adjudication-to-effect transitions, and replayable reconstruction of adjudication class. We explicitly separate second-order effects into structural expansion and policy broadening, and treat expansion transitions as governance-relevant even when immediate external deltas are zero. The novelty claim is precise rather than expansive: this work does not introduce mediation as a concept; it reclassifies authority-surface expansion as a first-class boundary event with constitutive witness obligations. In this semantics, expansion without immediate commit remains adjudication-relevant.

AI治理边界机制自扩展系统

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