arXiv:2603.03341cs.CYcs.AI2026-03

将公平性与可解释性嵌入MLOps流程,自动保障模型伦理合规。

Ethical and Explainable AI in Reusable MLOps Pipelines

  • 通过自动化公平性校验和可解释性输出,贯穿模型全生命周期。
  • 偏差降低至DPD≤0.05,AUC达0.89,且生产环境持续满足约束。
  • 适合需合规部署的医疗、金融等高风险场景使用。

本文提出一个统一的机器学习运维(MLOps)框架,将伦理人工智能原则融入实践,通过在模型生命周期中强制执行公平性、可解释性和治理机制。该方法在不重调模型的情况下,将人口均等差异(DPD)从0.31降至0.04;跨数据集验证在Statlog Heart数据集上获得0.89的曲线下面积(AUC)。系统在所有部署中保持公平性指标在操作阈值内:若验证集上DPD超过0.05或等机会(EO)超过0.05,则阻止模型上线。生产后,若30天柯尔莫戈洛夫-斯米尔诺夫(KS)漂移统计量超过0.20,自动触发重训练。实际运行中,系统稳定维持DPD≤0.05、EO≤0.03,KS≤0.20。决策曲线分析显示,在10%至20%操作范围有正净收益,表明模型在满足公平性前提下仍具预测价值。结果证明,自动化公平性关卡与可解释性产物可在生产中无缝集成,为组织提供可信、透明且可复用的伦理AI实施路径。

原文摘要 · Abstract (English)

This paper introduces a unified machine learning operations (MLOps) framework that brings ethical artificial intelligence principles into practical use by enforcing fairness, explainability, and governance throughout the machine learning lifecycle. The proposed method reduces bias by lowering the demographic parity difference (DPD) from 0.31 to 0.04 without model retuning, and cross-dataset validation achieves an area under the curve (AUC) of 0.89 on the Statlog Heart dataset. The framework maintains fairness metrics within operational limits across all deployments. Model deployment is blocked if the DPD exceeds 0.05 or if equalized odds (EO) exceeds 0.05 on the validation set. After deployment, retraining is automatically triggered if the 30-day Kolmogorov-Smirnov drift statistic exceeds 0.20. In production, the system consistently achieved DPD <= 0.05 and EO <= 0.03, while the KS statistic remained <= 0.20. Decision-curve analysis indicates a positive net benefit in the 10 to 20 percent operating range, showing that the mitigated model preserves predictive utility while satisfying fairness constraints. These results demonstrate that automated fairness gates and explainability artefacts can be successfully deployed in production without disrupting operational flow, providing organizations with a practical and credible approach to implementing ethical, transparent, and trustworthy AI across diverse datasets and operational settings.

MLOps公平性可解释性生产部署

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