arXiv:2603.04807stat.MLcs.LG2026-03

稀疏连接让卷积网络在稳定边缘下仍能良好泛化。

Does Sparse Connectivity Improve Generalization? Convolutional Networks Below the Edge of Stability

  • 用低维局部块替代全输入,改变稳定性约束
  • 在高维球面数据上获得非平凡泛化界
  • 解释卷积网络泛化优势的统一框架

在过参数化神经网络中,梯度下降通常运行在稳定边缘(EoS),此时最大海森特征值接近与步长相关的阈值。本文研究两层ReLU网络在稀疏连接下低于该阈值时的泛化表现。已有研究表明,全连接网络(FCN)在此区域的泛化保证会退化并变得平凡,尤其在高维球面输入上。我们的分析揭示,稀疏连接从根本上改变了这一局面:网络处理的是一组低维局部块而非完整输入向量,因此稳定性条件的有效约束由训练块集合的几何结构决定。当感受野远小于环境维度时,有效约束可带来非平凡的泛化界,恰好是全连接网络失效的球面情形。同一框架还揭示了反例:若块集合缺乏几何结构,则约束无法防止过拟合。我们通过分析自然图像的块几何结构验证了该理论,发现标准卷积设计产生的块集合具有低维结构,从而促进泛化。这为卷积网络的泛化优势提供了原则性解释。因此,我们的分析构建了一个统一框架,揭示了架构、数据几何与梯度下降如何共同决定泛化性能。

原文摘要 · Abstract (English)

Gradient descent on overparameterized neural networks typically operates at the Edge of Stability (EoS), where the largest Hessian eigenvalue hovers around a step-size-dependent threshold. We study how sparse connectivity changes generalization below this threshold in two-layer ReLU networks. Prior results have shown that for fully-connected networks (FCNs), generalization guarantees in this regime degrade and become vacuous on high-dimensional spherical inputs. Our analysis reveals that sparse connectivity fundamentally alters this picture. Under sparse connectivity, the network processes a collection of low-dimensional patches rather than the full input vector, so the effective constraint imposed by the stability condition is governed by the geometry of the training patch collection. We prove that when the receptive fields are small relative to the ambient dimension, the effective constraint yields non-vacuous generalization bounds in precisely the spherical regime where FCNs provably fail. The same framework also reveals a contrasting failure mode: if the patch collection lacks geometric structure, the constraint becomes unable to prevent overfitting. We corroborate this theory by analyzing the patch geometry of natural images, showing that standard convolutional designs produce patch multiset with low-dimensional structure that facilitates generalization. This provides a principled explanation for the generalization advantage of convolutional networks. Thus, our analysis yields a unified framework that identifies how architecture, data geometry, and gradient descent jointly govern generalization performance.

泛化分析卷积网络稀疏连接稳定边缘

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