arXiv:2603.09999cs.CLcs.AI2026-03

用检索增强技术辅助无人机安全评估与合规审查,提升效率同时保证可追溯性。

A Retrieval-Augmented Language Assistant for Unmanned Aircraft Safety Assessment and Regulatory Compliance

  • 基于权威法规的检索架构,确保每条输出都有出处。
  • 通过分立证据与生成模块,避免虚构信息和不可靠推断。
  • 适合航空监管机构及申请人用于高效准备与审核安全文档。

本文设计并验证了一种基于检索的智能助手,用于支持无人机系统的安全评估、认证活动和法规合规。随着无人机操作日益复杂,申请方和航空管理部门在应用特定运行风险评估(Specific Operations Risk Assessment)和预定义风险评估(Pre-defined Risk Assessment)框架时面临一致性与效率挑战。该方法采用受控的文本架构,仅依赖权威法规来源;通过将响应结果锚定在检索到的原文段落上,并强制引用生成,实现可追踪、可审计的输出。系统级控制机制应对生成模型常见缺陷,如虚构陈述、无支持推理和来源不清,通过分离证据存储与语言生成,并在文档不足时采取保守策略。助手仅提供决策支持,不替代专家判断,也不作自主决定。它加速特定上下文信息的检索与整合,提升文件编制与审查效率,同时保留人类对关键结论的责任。架构使用成熟开源组件,对检索策略、交互约束和响应政策进行了评估,适用于高安全性监管环境。论文为将检索增强助手融入航空监管工作流程提供了技术和操作指导,兼顾问责、可追溯性和合规性。

原文摘要 · Abstract (English)

This paper presents the design and validation of a retrieval-based assistant that supports safety assessment, certification activities, and regulatory compliance for unmanned aircraft systems. The work is motivated by the growing complexity of drone operations and the increasing effort required by applicants and aviation authorities to apply established assessment frameworks, including the Specific Operations Risk Assessment and the Pre-defined Risk Assessment, in a consistent and efficient manner. The proposed approach uses a controlled text-based architecture that relies exclusively on authoritative regulatory sources. To enable traceable and auditable outputs, the assistant grounds each response in retrieved passages and enforces citation-driven generation. System-level controls address common failure modes of generative models, including fabricated statements, unsupported inferences, and unclear provenance, by separating evidence storage from language generation and by adopting conservative behavior when supporting documentation is insufficient. The assistant is intentionally limited to decision support; it does not replace expert judgment and it does not make autonomous determinations. Instead, it accelerates context-specific information retrieval and synthesis to improve document preparation and review while preserving human responsibility for critical conclusions. The architecture is implemented using established open-source components, and key choices in retrieval strategy, interaction constraints, and response policies are evaluated for suitability in safety-sensitive regulatory environments. The paper provides technical and operational guidance for integrating retrieval-based assistants into aviation oversight workflows while maintaining accountability, traceability, and regulatory compliance.

无人机安全法规合规检索增强决策支持

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