arXiv:2603.11277cs.AI2026-03

提出可解释的AI治理框架,统一解决主权、环保、合规与伦理问题。

COMPASS: The explainable agentic framework for Sovereignty, Sustainability, Compliance, and Ethics

  • 分模块设计四类子代理,结合RAG实现多维度决策评估。
  • 引入大模型评分机制,量化打分并生成可解释理由。
  • 适用于需高可信、可追溯AI系统的复杂场景。

大型语言模型驱动的自主系统快速普及,引发数字主权、环境可持续性、监管合规和伦理对齐等关键问题。现有框架仅孤立处理单一维度,缺乏统一架构整合这些目标。本文提出COMPASS(自主系统中多维原则的合规与编排)框架,一种新型多智能体编排系统,通过模块化、可扩展的治理机制实现价值对齐的AI。该框架包含一个协调器和四个专用子代理:主权、碳感知计算、合规与伦理,各子代理均采用检索增强生成(RAG)技术,将评估基于验证过的上下文文档。通过大模型作为裁判的方法,系统为每个评估维度分配量化分数并生成可解释的理由,实现实时冲突仲裁。自动化评估验证表明,引入RAG显著提升语义连贯性,降低幻觉风险。结果表明,该框架基于组合式设计,可无缝集成至多样化应用领域,同时保持可解释性与可追溯性。

原文摘要 · Abstract (English)

The rapid proliferation of large language model (LLM)-based agentic systems raises critical concerns regarding digital sovereignty, environmental sustainability, regulatory compliance, and ethical alignment. Whilst existing frameworks address individual dimensions in isolation, no unified architecture systematically integrates these imperatives into the decision-making processes of autonomous agents. This paper introduces the COMPASS (Compliance and Orchestration for Multi-dimensional Principles in Autonomous Systems with Sovereignty) Framework, a novel multi-agent orchestration system designed to enforce value-aligned AI through modular, extensible governance mechanisms. The framework comprises an Orchestrator and four specialised sub-agents addressing sovereignty, carbon-aware computing, compliance, and ethics, each augmented with Retrieval-Augmented Generation (RAG) to ground evaluations in verified, context-specific documents. By employing an LLM-as-a-judge methodology, the system assigns quantitative scores and generates explainable justifications for each assessment dimension, enabling real-time arbitration of conflicting objectives. We validate the architecture through automated evaluation, demonstrating that RAG integration significantly enhances semantic coherence and mitigates the hallucination risks. Our results indicate that the framework's composition-based design facilitates seamless integration into diverse application domains whilst preserving interpretability and traceability.

AI治理多智能体可解释性可持续性

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