arXiv:2603.13595cs.LGcs.AI2026-03

用因果框架提升医疗模型跨人群泛化能力

A Causal Framework for Mitigating Data Shifts in Healthcare

  • 基于因果关系分析数据分布差异根源
  • 揭示模型失效原因,指导鲁棒策略设计
  • 适合关注医疗AI落地与可解释性的研究者

构建在不同患者群体和异构环境中均表现可靠的预测模型是医学研究的核心目标。然而,模型泛化能力取决于其对训练数据与实际部署时数据统计差异的鲁棒性。领域泛化方法虽能应对数据漂移,但各方法依赖特定假设且存在权衡。本文提出一种因果框架,用于设计更具泛化能力的预测模型。因果语言能刻画多种模态下的域转移特征,帮助定位模型失效的根本原因,从而制定更合理的缓解策略。文章总结了通用缓解方案,讨论其权衡并引用现有工作。该因果视角为开发稳健、可解释且临床相关的医疗AI系统奠定基础,推动真实世界应用。

原文摘要 · Abstract (English)

Developing predictive models that perform reliably across diverse patient populations and heterogeneous environments is a core aim of medical research. However, generalization is only possible if the learned model is robust to statistical differences between data used for training and data seen at the time and place of deployment. Domain generalization methods provide strategies to address data shifts, but each method comes with its own set of assumptions and trade-offs. To apply these methods in healthcare, we must understand how domain shifts arise, what assumptions we prefer to make, and what our design constraints are. This article proposes a causal framework for the design of predictive models to improve generalization. Causality provides a powerful language to characterize and understand diverse domain shifts, regardless of data modality. This allows us to pinpoint why models fail to generalize, leading to more principled strategies to prepare for and adapt to shifts. We recommend general mitigation strategies, discussing trade-offs and highlighting existing work. Our causality-based perspective offers a critical foundation for developing robust, interpretable, and clinically relevant AI solutions in healthcare, paving the way for reliable real-world deployment.

医疗AI因果推断域泛化

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