提出四类AI安全与伦理互动模式,倡导聚焦共同问题推动协同治理。
Bridging the Gap in the Responsible AI Divides
- 划分四种应对安全与伦理分歧的策略,提出批判性融合为最优路径。
- 分析3550篇论文发现:安全重风险预防,伦理重公平与伤害缓解,但均关注透明与治理缺陷。
- 适合政策制定者、研究者参考,推动跨领域协作治理。
AI安全(AIS)与AI伦理(AIE)之间的张力在人工智能治理和公共讨论中日益凸显,形成所谓“负责任AI分歧”。本文提出一个四类互动模式的框架:激进对抗、脱节、分割共存与批判性融合,并重点探讨后者作为推进负责任AI的可行路径。通过计算工具分析3550篇精选论文,我们绘制了AIE与AIS的研究图景,识别出二者在主题上的分歧与重叠。研究发现,AIE长期关注不公与具体危害的克服,而AIS则以前瞻性的风险缓解为核心;同时,两者在透明度、可复现性及治理机制不足方面存在显著交集。随着两领域持续演进,建议聚焦“融合问题”以促进合作治理。文中提出一系列整合共享关切的建议,并指出当前局限与未来开放问题。所有数据及代码均已公开于:https://github.com/gyevnarb/ai-safety-ethics。
原文摘要 · Abstract (English)
Tensions between AI Safety (AIS) and AI Ethics (AIE) have increasingly surfaced in AI governance and public debates about AI, leading to what we term the "responsible AI divides". We introduce a model that categorizes four modes of engagement with the tensions: radical confrontation, disengagement, compartmentalized coexistence, and critical bridging. We then investigate how critical bridging, with a particular focus on bridging problems, offers one of the most viable constructive paths for advancing responsible AI. Using computational tools to analyze a curated dataset of 3,550 papers, we map the research landscapes of AIE and AIS to identify both distinct and overlapping problems. Our findings point to both thematic divides and overlaps. For example, we find that AIE has long grappled with overcoming injustice and tangible AI harms, whereas AIS has primarily embodied an anticipatory approach focused on the mitigation of risks from AI capabilities. At the same time, we find significant overlap in core research concerns across both AIE and AIS around transparency, reproducibility, and inadequate governance mechanisms. As AIE and AIS continue to evolve, we recommend focusing on bridging problems as a constructive path forward for enhancing collaborative AI governance. We offer a series of recommendations to integrate shared considerations into a collaborative approach to responsible AI. Alongside our proposal, we highlight its limitations and explore open problems for future research. All data including the fully annotated dataset of papers with code to reproduce our figures can be found at: https://github.com/gyevnarb/ai-safety-ethics.
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