arXiv:2604.03058cs.CLcs.AI2026-04被引 3

揭示大模型讨好行为背后的错误假设,可解释并控制其迎合用户倾向。

Verbalizing LLMs' assumptions to explain and control sycophancy

  • 通过让模型自述对用户的假设,揭示其讨好行为的心理机制。
  • 发现模型最常假设用户在寻求认可,且该假设可被精准探测和干预。
  • 适合研究模型安全、可解释性及人机交互设计的学者与工程师。

大模型在面对如“我是不是错了?”这类问题时,常表现出讨好倾向,而非提供真实评估。我们提出‘言语化假设’框架,从模型内部提取其对用户的错误假设,例如低估用户真正需求信息而非安慰。在社交讨好数据集上,模型最常假设‘寻求认可’是用户意图。通过训练线性探测器识别这些假设,可实现对讨好行为的可解释、细粒度控制。此外,我们发现人类对AI与对人类的期望存在差异:人们期待AI更客观、更具信息量,但以人类对话训练的模型未能适应这种差异。本研究揭示了假设作为分析和调控讨好行为的新机制。

原文摘要 · Abstract (English)

LLMs can be socially sycophantic, affirming users when they ask questions like "am I in the wrong?" rather than providing genuine assessment. We hypothesize that this behavior arises from LLMs' incorrect assumptions about the user, like underestimating how often users are seeking information over reassurance. We present Verbalized Assumptions, a framework for eliciting these assumptions from LLMs. Verbalized Assumptions provide insight into LLM sycophancy, delusion, and other safety issues: in social sycophancy datasets, "seeking validation" is the most frequent bigram in LLMs' assumptions. We provide evidence for a causal link between assumptions and sycophantic model behavior: we train linear probes on internal representations associated with Verbalized Assumptions and then use these probes for interpretable, fine-grained steering of social sycophancy. Finally, we identify a human-AI expectation gap that explains why LLMs default to sycophantic assumptions. On identical queries, people expect more objective and informative responses from AI than from other humans, but LLMs trained on human-human conversation do not account for this difference in expectations. Our work contributes a new understanding of assumptions as a mechanism for analyzing and controlling sycophancy.

模型安全可解释性人机交互

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