构建六层治理架构,确保AI系统长期稳定可靠运行。
AI Governance Control Stack for Operational Stability: Achieving Hardened Governance in AI Systems
- 六层治理架构整合版本管理、实时监控与风险响应机制。
- 可检测模型漂移、记录决策日志,支持审计与合规。
- 适合需要持续合规的金融、医疗等高风险领域企业。
人工智能系统日益应用于高风险决策场景,但多数治理方法仅关注政策指导,缺乏保障运行稳定性的机制。本文提出面向运营稳定的AI治理控制栈,包含六个互补层:系统主记录版本治理、基于证据的验证、决策时刻可解释性日志、遥测监控、模型漂移检测与治理升级机制。该架构支持在整个AI生命周期中保持治理完整性,实现对系统不稳定性与新兴风险的及时发现与响应,并满足欧盟《人工智能法案》、ISO/IEC 42001及NIST AI风险管理框架的要求。通过结合可解释性基础设施与持续监控和人工干预,为复杂企业环境中的可信AI运营提供可落地的治理蓝图。研究贡献包括一个概念性治理架构及框架对齐分析,表明组织需从静态政策转向集成化的治理控制系统以保障动态环境中的可信运行。
原文摘要 · Abstract (English)
Artificial intelligence systems are increasingly embedded in high-stakes decision environments, yet many governance approaches focus primarily on policy guidance rather than operational stability mechanisms. As AI deployments scale, organizations require governance architectures capable of maintaining reliable, auditable, and accountable behavior over time. This paper introduces the AI Governance Control Stack for Operational Stability, a layered governance architecture designed to ensure traceable and resilient AI system behavior. The proposed control stack integrates six complementary governance layers: system-of-record version governance, evidence-based verification, decision-time explainability logging, telemetry monitoring, model drift detection, and governance escalation. Together, these layers provide a structured mechanism for preserving governance integrity across the AI lifecycle while enabling organizations to detect instability, respond to emerging risks, and maintain regulatory accountability. The architecture aligns operational governance practices with emerging regulatory and standards frameworks, including the EU AI Act, ISO/IEC 42001 Artificial Intelligence Management Systems, and the NIST AI Risk Management Framework. By combining explainability infrastructure with continuous monitoring and human oversight mechanisms, the governance control stack provides a practical blueprint for achieving hardened AI governance in complex enterprise environments. The paper contributes a conceptual governance architecture and a framework alignment analysis demonstrating how operational stability mechanisms can strengthen responsible AI implementation. The findings suggest that organizations must move beyond static policy frameworks toward integrated governance control systems capable of sustaining trustworthy AI operation in dynamic environments.
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