用AI检测跨机构医疗数据异常,提升安全性和可解释性。
Adoption and Effectiveness of AI-Based Anomaly Detection for Cross Provider Health Data Exchange
- 构建四支柱准备度框架,含10项可量化指标
- 孤立森林降低告警量但敏感度下降,规则方法召回率高
- 适合医疗机构部署AI异常检测,尤其关注可解释性
本研究探讨AI驱动的异常检测在跨机构电子病历环境中的采纳与有效性。旨在识别成功实施所需的组织与数字能力,并评估轻量级异常检测方法在上下文审计数据中的表现与可解释性。通过半系统性范围综述,构建涵盖治理、基础设施/互操作性、人力资源和AI集成的四支柱准备度框架,并转化为包含10项可测量指标的检查清单。结合模拟跨机构审计日志,引入提供方不匹配、访问时间、出院后天数、会话时长和访问频率等上下文特征。以规则方法为基准,对比孤立森林模型,采用SHAP分析模型行为。结果表明,规则方法具有高召回率但告警量大,孤立森林减少告警负担但灵敏度较低;SHAP分析揭示提供方不匹配与非工作时间访问是主要异常驱动因素。研究提出分阶段部署策略,结合规则保障覆盖、机器学习实现优先级排序,并辅以可解释性与持续监控。研究贡献了实用的准备度框架与实证洞察,指导多机构医疗环境中AI异常检测的实施。
原文摘要 · Abstract (English)
This study investigates the adoption and effectiveness of AI-based anomaly detection in cross-provider electronic health record (EHR) environments. It aims to (1) identify the organisational and digital capabilities required for successful implementation and (2) evaluate the performance and interpretability of lightweight anomaly detection approaches using contextual audit data. A semi-systematic scoping synthesis is conducted to derive a four-pillar readiness framework covering governance, infrastructure/interoperability, workforce, and AI integration, operationalised as a 10-item checklist with measurable indicators. This is complemented by a simulation of cross-provider audit logs incorporating contextual features such as provider mismatch, time of access, days since discharge, session duration, and access frequency. A rule-based approach is benchmarked against Isolation Forest, with SHAP used to explain model behaviour. Results show that rule-based methods achieve high recall but generate higher alert volumes, while Isolation Forest reduces alert burden at the cost of lower sensitivity. SHAP analysis highlights provider mismatch and off-hours access as dominant anomaly drivers. The study proposes a staged deployment strategy combining rules for coverage and machine learning for prioritisation, supported by explainability and continuous monitoring. The findings contribute a practical readiness framework and empirical insights to guide the implementation of AI-based anomaly detection in multi-provider healthcare environments.
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