arXiv:2604.13385cs.NEcs.AI2026-04中稿 · publish in 2026 IE…被引 1

用进化算法解决采矿调度中的不确定性和动态变化问题

On the Use of Evolutionary Optimization for the Dynamic Chance Constrained Open-Pit Mine Scheduling Problem

论文配图:On the Use of Evolutionary Optimization for the Dynamic Chance Constrained Open-Pit Mine Scheduling Problem
图 1 · 摘自论文原文
  • 设计双目标进化算法,兼顾利润和风险
  • 在6个实例上验证,新方法优于基线策略
  • 适合处理资源波动与经济不确定性并存的场景

露天矿调度是复杂的真实世界优化问题,涉及不确定的经济价值和动态变化的资源能力。进化算法在这些环境中表现出色,能灵活适应不确定与动态变化。然而,现实中不确定性与动态变化常被孤立研究。本文研究一种动态机会约束的露天矿调度问题,其中块经济价值为随机变量,开采与加工能力随时间变化。采用双目标进化框架,同时最大化预期贴现利润并最小化其标准差。为应对动态变化,提出基于多样性的变化响应机制:检测到变化后修复部分不可行解,并引入额外可行解。在六个采矿实例上评估该机制在四种多目标进化算法中的表现,结果表明,所提方法在不同不确定性水平和变化频率下均持续优于基于重新评估的基线策略。

原文摘要 · Abstract (English)

Open-pit mine scheduling is a complex real world optimization problem that involves uncertain economic values and dynamically changing resource capacities. Evolutionary algorithms are particularly effective in these scenarios, as they can easily adapt to uncertain and changing environments. However, uncertainty and dynamic changes are often studied in isolation in real-world problems. In this paper, we study a dynamic chance-constrained open-pit mine scheduling problem in which block economic values are stochastic and mining and processing capacities vary over time. We adopt a bi-objective evolutionary formulation that simultaneously maximizes expected discounted profit and minimizes its standard deviation. To address dynamic changes, we propose a diversity-based change response mechanism that repairs a subset of infeasible solutions and introduces additional feasible solutions whenever a change is detected. We evaluate the effectiveness of this mechanism across four multi-objective evolutionary algorithms and compare it with a baseline re-evaluation-based change-response strategy. Experimental results on six mining instances demonstrate that the proposed approach consistently outperforms the baseline methods across different uncertainty levels and change frequencies.

采矿调度进化算法不确定性建模

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