解决静脉识别在开放场景下的新用户接入问题,实现高精度拒识未知身份。
Open-Set Vein Biometric Recognition with Deep Metric Learning
- 用原型匹配与校准阈值,学习可区分已注册用户和陌生冒充者的嵌入特征。
- 在大尺度数据集上达99.6%识别率,未知用户拒识错误率仅1.57%。
- 适合需动态增减用户的实际安防系统,可在普通硬件实时运行。
现有主流静脉识别方法依赖闭集分类,限制了可扩展性,新增用户需重新训练模型。本文在严格开放集条件下,系统评估深度度量学习(DML)的计算边界。针对数据稀缺与域偏移问题,提出学习L2归一化嵌入,并结合原型匹配与校准相似度阈值,有效区分注册用户与未见伪造者。在涵盖指部、腕部及掌背静脉的四个多样化数据集(MMCBNU 6000、UTFVP、FYO、掌背静脉数据集)上进行严格用户互斥测试。在大规模MMCBNU 6000基准上,最优模型(ResNet50-CBAM)实现开集识别准确率(OSCR)0.9945,AUROC 0.9974,等错误率(EER)1.57%,Rank-1识别准确率达99.6%,同时稳健拒识未知样本。跨数据集实验验证模型泛化能力,表明其在大规模数据下鲁棒,但在小样本情形对域偏移仍敏感。消融实验显示,三元组损失配合简单1-NN分类器,在精度与效率间取得最佳平衡,支持在消费级硬件实现实时部署。
原文摘要 · Abstract (English)
Most state-of-the-art vein recognition methods rely on closed-set classification, which inherently limits their scalability and prevents the adaptive enrollment of new users without complete model retraining. We rigorously evaluate the computational boundaries of Deep Metric Learning (DML) under strict open-set constraints. Unlike standard closed-set approaches, we analyze the impact of data scarcity and domain shift on recognition performance. Our approach learns discriminative L2-normalised embeddings and employs prototype-based matching with a calibrated similarity threshold to effectively distinguish between enrolled users and unseen impostors. We evaluate the framework under a strict subject-disjoint protocol across four diverse datasets covering finger, wrist, and dorsal hand veins (MMCBNU 6000, UTFVP, FYO, and a dorsal hand-vein dataset). On the large-scale MMCBNU 6000 benchmark, our best model (ResNet50-CBAM) achieves an OSCR of 0.9945, AUROC of 0.9974, and EER of 1.57%, maintaining high identification accuracy (99.6% Rank-1) while robustly rejecting unknown subjects. Cross-dataset experiments evaluate the framework's generalisation across different acquisition setups, confirming that while the model handles large-scale data robustly, performance remains sensitive to domain shifts in low-data regimes. Ablation studies demonstrate that triplet-based objectives combined with a simple 1-NN classifier offer an optimal trade-off between accuracy and efficiency, enabling real-time deployment on commodity hardware.
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