arXiv:2604.15742cs.LGhep-th2026-04

提出预激活残差网络的集体核有效场理论,揭示其有限有效性窗口。

Collective Kernel EFT for Pre-activation ResNets

  • 基于核仅闭包构建递归方程,推导出均值核、协方差和一阶修正项的连续深度微分系统。
  • 均值核在所有深度保持准确,但协方差误差随深度累积至1阶量级。
  • 发现核仅状态空间存在根本局限,需引入sigma核以改进精度,适合研究深层网络动力学者。

在有限宽度的深度神经网络中,经验核 $G$ 在层间随机演化。本文基于仅依赖 $G$ 的闭包层次,为预激活残差网络构建了集体核有效场理论(EFT),并诊断其有限的有效性窗口。利用残差增量的精确条件高斯性,我们推导出 $G$ 的精确随机递归关系。通过系统性地应用高斯近似,得到均值核 $K_0$、核协方差 $V_4$ 以及 $1/n$ 阶均值修正项 $K_{1, ext{EFT}}$ 的连续深度常微分方程组,其中 $K_{1, ext{EFT}}$ 图形上表现为一环自能修正。数值结果表明,$K_0$ 在所有深度均保持准确;但 $V_4$ 方程的残差随深度积累至 $O(1)$ 量级,主要源于 $G$-仅传输项的近似误差。此外,$K_{1, ext{EFT}}$ 失效,因源闭包在初始化阶段即存在系统性偏差。这些发现揭示了 $G$-仅状态空间约化的局限性,建议扩展状态空间以包含 sigma 核。

原文摘要 · Abstract (English)

In finite-width deep neural networks, the empirical kernel $G$ evolves stochastically across layers. We develop a collective kernel effective field theory (EFT) for pre-activation ResNets based on a $G$-only closure hierarchy and diagnose its finite validity window. Exploiting the exact conditional Gaussianity of residual increments, we derive an exact stochastic recursion for $G$. Applying Gaussian approximations systematically yields a continuous-depth ODE system for the mean kernel $K_0$, the kernel covariance $V_4$, and the $1/n$ mean correction $K_{1,\mathrm{EFT}}$, which emerges diagrammatically as a one-loop tadpole correction. Numerically, $K_0$ remains accurate at all depths. However, the $V_4$ equation residual accumulates to an $O(1)$ error at finite time, primarily driven by approximation errors in the $G$-only transport term. Furthermore, $K_{1,\mathrm{EFT}}$ fails due to the breakdown of the source closure, which exhibits a systematic mismatch even at initialization. These findings highlight the limitations of $G$-only state-space reduction and suggest extending the state space to incorporate the sigma-kernel.

深度学习残差网络有效场论核方法

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