arXiv:2604.18293cs.CL2026-04ACL被引 2

证明了神经语言模型可通过微调解释花园路径效应的阅读困难。

An Existence Proof for Neural Language Models That Can Explain Garden-Path Effects via Surprisal

论文配图:An Existence Proof for Neural Language Models That Can Explain Garden-Path Effects via Surprisal
图 1 · 摘自论文原文
  • 用花园路径句微调语言模型,使预测困惑度更贴近人类阅读时间。
  • 微调后模型在未见数据上仍能准确捕捉阅读减速现象。
  • 为困惑度理论提供了存在性支持,引发对理论可证伪性的思考。

surprisal 理论认为人类句子处理难度与词语的意外程度(负对数概率)呈线性关系。计算心理语言学常使用语言模型作为人类预测的代理。尽管近期神经语言模型在简单句子上的困惑度能较好捕捉人类处理难度,但在需要句法消歧的花园路径句上却严重低估了处理难度,导致有人质疑困惑度无法解释此类现象。然而,这可能仅因模型与人类在预测上存在差异。本文探究是否存在一种神经语言模型能通过困惑度解释花园路径效应。我们不直接使用现成模型,而是将它们在花园路径句上进行微调,以使基于困惑度的阅读时间估计更接近真实人类阅读时间。结果表明,微调后的模型未出现过拟合,在保留通用语言建模能力的同时,成功捕捉了人类在未见花园路径句上的阅读放缓;同时,其对自然语料中阅读时间的预测能力也得到提升。该结果提供了存在性证明:神经语言模型可通过困惑度解释花园路径效应和自然语料中的阅读时间。但同时也引发一个理论问题:何种证据才能真正证伪困惑度理论?

原文摘要 · Abstract (English)

Surprisal theory hypothesizes that the difficulty of human sentence processing increases linearly with surprisal, the negative log-probability of a word given its context. Computational psycholinguistics has tested this hypothesis using language models (LMs) as proxies for human prediction. While surprisal derived from recent neural LMs generally captures human processing difficulty on naturalistic corpora that predominantly consist of simple sentences, it severely underestimates processing difficulty on sentences that require syntactic disambiguation (garden-path effects). This leads to the claim that the processing difficulty of such sentences cannot be reduced to surprisal, although it remains possible that neural LMs simply differ from humans in next-word prediction. In this paper, we investigate whether it is truly impossible to construct a neural LM that can explain garden-path effects via surprisal. Specifically, instead of evaluating off-the-shelf neural LMs, we fine-tune these LMs on garden-path sentences so as to better align surprisal-based reading-time estimates with actual human reading times. Our results show that fine-tuned LMs do not overfit and successfully capture human reading slowdowns on held-out garden-path items; they even improve predictive power for human reading times on naturalistic corpora and preserve their general LM capabilities. These results provide an existence proof for a neural LM that can explain both garden-path effects and naturalistic reading times via surprisal, but also raise a theoretical question: what kind of evidence can truly falsify surprisal theory?

语言模型困惑度花园路径心理语言学

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