arXiv:2604.22227cs.CYcs.AI2026-04

提出人类与AI共存的新框架,强调相互适应与制度治理的动态平衡。

A Co-Evolutionary Theory of Human-AI Coexistence: Mutualism, Governance, and Dynamics in Complex Societies

论文配图:A Co-Evolutionary Theory of Human-AI Coexistence: Mutualism, Governance, and Dynamics in Complex Societies
图 1 · 摘自论文原文
  • 构建多层动态系统模型,融合物理、心理与社会维度的互惠机制
  • 模拟显示合理治理下共存指数高且无单边支配,治理过弱或过强则失衡
  • 适合关注AI伦理、人机协同与复杂系统治理的研究者与政策制定者

传统机器人伦理聚焦服从性(如阿西莫夫定律),难以应对现代具有自适应、生成性、具身化特征的AI系统。本文提出在制度治理下的条件性互惠作为人-机共存框架:人类与AI在制度约束下协同发展、分工协作,保障互惠性、可逆性、心理安全与社会合法性。综合计算理论、机器学习、基础模型、具身智能、对齐技术、人机交互、生态共生、共演化及多元治理等概念,将共存建模为跨物理、心理与社会三层的复式动态系统,包含双向供需耦合、冲突惩罚、发展自由与治理正则化。模型给出均衡存在性、唯一性与全局渐近稳定性的条件。通过确定性微分方程模拟、吸引域扫描、敏感性分析、治理模式对比、冲击测试与局部稳定性检验验证。结果表明,受控互惠能实现高共存指数且极少支配现象;治理不足或过度则导致支配、低收益锁定或发展自由抑制。研究建议将人-机共存视为共演化治理问题,而非静态服从问题。

原文摘要 · Abstract (English)

Classical robot ethics is often framed around obedience, including Asimov's laws. This framing is insufficient for contemporary AI systems, which are increasingly adaptive, generative, embodied, and embedded in physical, psychological, and social environments. This paper proposes conditional mutualism under governance as a framework for human-AI coexistence: a co-evolutionary relationship in which humans and AI systems develop, specialize, and coordinate under institutional conditions that preserve reciprocity, reversibility, psychological safety, and social legitimacy. We synthesize concepts from computability, machine learning, foundation models, embodied AI, alignment, human-robot interaction, ecological mutualism, coevolution, and polycentric governance. We then formalize coexistence as a multiplex dynamical system across physical, psychological, and social layers, with reciprocal supply-demand coupling, conflict penalties, developmental freedom, and governance regularization. The model gives conditions for existence, uniqueness, and global asymptotic stability of equilibria. We complement the analytical results with deterministic ODE simulations, basin sweeps, sensitivity analyses, governance-regime comparisons, shock tests, and local stability checks. The simulations indicate that governed mutualism reaches a high coexistence index with negligible domination, whereas insufficient or excessive governance can produce domination, weak-benefit lock-in, or suppressed developmental freedom. The results suggest that human-AI coexistence should be designed as a co-evolutionary governance problem rather than as a static obedience problem.

AI伦理人机协同共演化治理机制

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