揭示自监督语音模型中音素嵌入的不公平类型及其成因。
Identifying and typifying demographic unfairness in phoneme-level embeddings of self-supervised speech recognition models

- 区分随机误差与系统性偏差两类音素嵌入错误。
- 低性能说话人群体普遍存在更高音素嵌入方差和更低识别准确率。
- 公平性优化训练无法缓解随机误差,提示需新策略应对不公平。
现代自动语音识别(ASR)系统对某些说话人群体(SGs)表现更好,尽管整体性能已提升。阻碍公平性的关键在于理解语音编码器在建模音素时的错误类型,特别是高性能与低性能群体嵌入结构的差异。本文提出框架,识别两类错误:音素嵌入的随机误差/高方差,以及系统性误差/嵌入偏差。研究发现,仅在单一典型弱势群体上训练音素分类探测器,有时可提升该群体性能,表明存在群组级嵌入偏差。同时,音素嵌入方差高的说话人和群组,其音素预测准确率也更低。结论是两类错误均存在于音素嵌入中,均为导致群组不公平的候选原因,但随机误差可能比系统性误差更严重。此外,使用公平性增强算法(域增强与对抗训练)微调编码器,既未改善同域探测器训练收益,也未降低随机嵌入误差水平。
原文摘要 · Abstract (English)
Modern automatic speech recognition (ASR) systems have been observed to function better for certain speaker groups (SGs) than others, despite recent gains in overall performance. One potential impediment to progress towards fairer ASR is a more nuanced understanding of the types of modeling errors that speech encoder models make, and in particular the difference between the structure of embeddings for high-performance and low-performance SGs. This paper proposes a framework typifying two types of error that can occur in modeling phonemes in ASR systems: random error/high variance in phoneme embedding, vs systematic error/embedding bias. We find that training phoneme classification probes only on a single, typically disadvantaged SG, sometimes improves performance for that SG, which is evidence for the existence of SG-level bias in phoneme embeddings. On the other hand, we find that speakers and SGs with higher levels of phoneme variance are the same as those with worse phoneme prediction accuracy. We conclude that both types of error are present in phoneme embeddings and both are candidate causes for SG-level unfairness in ASR, though random error is likely a greater hindrance to fairness than systematic error. Furthermore, we find that finetuning encoder models using a fairness-enhancing algorithm (domain enhancing and adversarial training) changes neither the benefits of in-domain phoneme classification probe training, nor measured levels of random embedding error.
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