arXiv:2604.23800cs.LGstat.ML2026-04中稿 · AISTATS 2025被引 10

在非参数混合下,从一般环境恢复因果图与潜变量

Causal Representation Learning from General Environments under Nonparametric Mixing

论文配图:Causal Representation Learning from General Environments under Nonparametric Mixing
图 1 · 摘自论文原文
  • 基于高阶导数变化条件,实现非参数混合下的因果表示学习
  • 可完全恢复潜变量因果图,允许非线性因果模型和异方差噪声
  • 适用范围广,对环境变化假设更宽松,适合真实复杂数据

因果表示学习旨在从图像像素等低维观测中恢复潜变量及其因果关系,通常以有向无环图(DAG)表示。现有研究多依赖特定环境变化假设,如单节点干预、耦合干预或硬干预,或对混合函数、潜因果模型施加参数约束(如线性)。然而这些假设在实际问题中常不成立。为此,本文提出适用于更广泛环境(称作一般环境)的因果表示学习理想条件。有趣的是,我们证明在非参数混合函数和非线性潜因果模型(如加性高斯噪声模型或异方差噪声模型)下,仅需利用因果机制在三阶导数上的充分变化条件,即可完全恢复潜因果图,并识别潜变量至微小不确定性。这在目前看来是首个在非参数混合下从一般环境中完全恢复潜因果图的结果。我们的方法在性能上匹配或优于多数已有工作,但对环境变化的假设更弱。

原文摘要 · Abstract (English)

Causal representation learning aims to recover the latent causal variables and their causal relations, typically represented by directed acyclic graphs (DAGs), from low-level observations such as image pixels. A prevailing line of research exploits multiple environments, which assume how data distributions change, including single-node interventions, coupled interventions, or hard interventions, or parametric constraints on the mixing function or the latent causal model, such as linearity. Despite the novelty and elegance of the results, they are often violated in real problems. Accordingly, we formalize a set of desiderata for causal representation learning that applies to a broader class of environments, referred to as general environments. Interestingly, we show that one can fully recover the latent DAG and identify the latent variables up to minor indeterminacies under a nonparametric mixing function and nonlinear latent causal models, such as additive (Gaussian) noise models or heteroscedastic noise models, by properly leveraging sufficient change conditions on the causal mechanisms up to third-order derivatives. These represent, to our knowledge, the first results to fully recover the latent DAG from general environments under nonparametric mixing. Notably, our results match or improve upon many existing works, but require less restrictive assumptions about changing environments.

因果学习表示学习非参数图恢复

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