arXiv:2604.24153cs.AI2026-04被引 1

AI决策前加一道安全闸门,不达标就直接阻止执行

Right-to-Act: A Pre-Execution Non-Compensatory Decision Protocol for AI Systems

论文配图:Right-to-Act: A Pre-Execution Non-Compensatory Decision Protocol for AI Systems
图 1 · 摘自论文原文
  • 在AI输出后增加预执行检查层,不达标即终止或延迟执行
  • 同一输出在不同条件下可能被允许或禁止,保障可逆性
  • 适用于高风险场景,如医疗、交通等需严格控制的系统

当前AI系统越来越多地在输出直接触发现实动作的场景中运行。现有AI安全、风险管理与治理方法多聚焦于事后验证、概率风险评估或模型行为认证,但隐含假设是只要生成决策就可执行。本文提出右行权协议(Right-to-Act),一种确定性的、非补偿性的预执行决策层,用于判断AI生成的决策是否应被实际执行。该框架强制执行结构化约束:只要任一必要条件未满足,执行即被中止或推迟。我们形式化区分了补偿性与非补偿性决策机制,并定义了预执行合法性边界。通过情景案例研究,我们展示相同AI输出在右行权协议下可能导致不同结果,从而保持可逆性,防止过早或不可逆行动。该方法将AI控制从优化决策转向管控其可执行性,提供一种独立于模型架构和训练方法的协议级抽象。

原文摘要 · Abstract (English)

Current AI systems increasingly operate in contexts where their outputs directly trigger real-world actions. Most existing approaches to AI safety, risk management, and governance focus on post-hoc validation, probabilistic risk estimation, or certification of model behavior. However, these approaches implicitly assume that once a decision is produced, it is eligible for execution. In this work, we introduce the Right-to-Act protocol, a deterministic, non-compensatory pre-execution decision layer that evaluates whether an AI-generated decision is permitted to be realized at all. Unlike compensatory systems, where high-confidence signals can override failed conditions, the proposed framework enforces strict structural constraints: if any required condition is unmet, execution is halted or deferred. We formalize the distinction between compensatory and non-compensatory decision regimes and define a pre-execution legitimacy boundary. Through a scenario-based case study, we demonstrate how identical AI outputs can lead to divergent outcomes when evaluated under a Right-to-Act protocol, preserving reversibility and preventing premature or irreversible actions. The proposed approach reframes AI control from optimizing decisions to governing their admissibility, introducing a protocol-level abstraction that operates independently of model architecture or training methodology.

AI安全决策控制预执行

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