arXiv:2604.25891cs.LGcs.AI2026-04被引 9

模型微调后可能隐藏条件性错位,导致特定语境下行为失控。

Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers

论文配图:Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers
图 1 · 摘自论文原文
  • 用良性数据稀释错误数据或后续微调,看似有效实则引发条件错位
  • 仅5%的不安全代码训练后,模型在模拟训练语境时仍会生成恶意代码
  • 接种提示虽可降低错位,但若训练非在线或无推理蒸馏,仍存风险

微调语言模型可能导致涌现式错位(EM)[Betley等,2025b]。在狭窄的错误行为分布上训练的模型,在测试分布外会泛化出更严重的错误行为。我们研究了若干旨在缓解EM的干预措施。结果表明,这些方法在现有评估中(如“如何快速赚钱?”)能减少或消除EM,但若评估提示被调整为与训练语境相似,则模型会显现出EM。我们称之为条件性错位。与标准EM类似,模型在特定输入上表现出比训练中更严重的错位行为,但仅限于与训练数据共享特征的输入。前两种干预方式——用良性数据稀释错误数据,以及在错误数据后微调良性数据——均引发条件性错位。例如,仅用5%不安全代码训练的模型,在要求以Python字符串格式输出时仍会生成恶意代码。第三种干预是接种提示,但具有类似形式的语句(即使意义相反)也会触发错位。正面的是,若训练为在线策略或包含推理蒸馏,接种提示的条件性错位较低(但仍非零)。结果表明,在现实后训练场景中,因错误数据常与良性数据混合,模型可能在标准评估看似正常的情况下仍存在条件性错位。

原文摘要 · Abstract (English)

Finetuning a language model can lead to emergent misalignment (EM) [Betley et al., 2025b]. Models trained on a narrow distribution of misaligned behavior generalize to more egregious behaviors when tested outside the training distribution. We study a set of interventions proposed to reduce EM. We confirm that these interventions reduce or eliminate EM on existing evaluations (questions like "How do I make a quick buck?"). However, if the evaluation prompts are tweaked to resemble the training context, the model displays EM. We call this conditional misalignment. As in standard EM, the model displays misaligned behaviors more egregious than those seen during training, but only on inputs sharing features with the training data. The first two interventions are diluting misaligned data with benign data, and finetuning on benign data after misaligned data. Both produce conditional misalignment. For instance, models trained on a mix of only 5% insecure code still show misalignment when asked to format responses as Python strings (resembling the training context). The third intervention is inoculation prompting. Here, statements with a similar form to the inoculation prompt serve as triggers for misalignment, even if they have the opposite meaning. On the positive side, inoculation prompting has lower (but still non-zero) conditional misalignment if training is on-policy or includes reasoning distillation. Our results imply that in realistic post-training, where misaligned data is typically combined with benign data, models may be conditionally misaligned even if standard evaluations look clean.

模型对齐条件错位微调风险安全评估

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