arXiv:2605.01091cs.CYcs.AI2026-05被引 1

欧盟人工智能法案对智能城市关键基础设施中的自主系统排除解释权,本文提出治理架构填补问责空白。

Governing What the EU AI Act Excludes: Accountability for Autonomous AI Agents in Smart City Critical Infrastructure

  • 构建三层次治理架构,实现跨系统自主代理的双向可追溯
  • 通过5条冲突解决规则与自主度校准模型,动态激活治理机制
  • 针对多系统联动场景验证,适用于高复杂度智能城市部署

当交通信号控制器与电网管理者在同一路段分别调整绿灯时长和切断供电,各自虽符合自身义务,但受影响居民却无单一责任方可追责,且依据欧盟人工智能法案,难以获得解释。法案附录三第2点将关键基础设施中的安全组件人工智能排除在第86条解释权及第27条基本权利影响评估之外。尽管第9至15条对提供者与部署者仍有效,残余路径(GDPR第22条、透明度义务、侵权责任、NIS2)仅提供部分覆盖。本文分析了这四条路径在个体控制者与决策范围上的结构性局限,提出AgentGov-SC治理架构:包含代理层、编排层与城市层,共25项治理措施,并与欧盟人工智能法案、ISO/IEC 42001及NIST AI风险管理框架双向对齐。五条冲突解决规则与自主度校准激活模型完善设计。情景分析模拟三个已知阿联酋智慧城市系统的多智能体联动事件,对比单系统场景,验证治理激活的合理性与比例性。论文贡献于现有框架未涵盖的自主智能城市基础设施类别的监管缺口分析与治理架构。

原文摘要 · Abstract (English)

When a traffic signal controller adjusts green phases and a grid manager curtails power on the same corridor, each system may comply with its own obligations. The resident who suffers the combined effect has no single authority to hold accountable and, under the EU AI Act, limited means to obtain an explanation. Annex III, point 2 excludes safety-component AI in critical infrastructure from Article 86 explanation rights and Article 27 fundamental-rights impact assessment. Provider and deployer duties under Articles 9-15 still apply, and residual pathways under the GDPR, NIS2, and tortious liability offer partial coverage. The Act's principal resident-facing accountability instruments are nonetheless narrowed for the autonomous infrastructure systems most likely to interact across agencies. The paper traces this accountability deficit through four residual pathways (GDPR Article 22, GDPR transparency obligations, tortious liability, and NIS2) and shows that each is structurally bounded by individual-controller, individual-decision scope. As a governance response, it presents AgentGov-SC, a three-layer architecture (Agent, Orchestration, City) specifying 25 governance measures with bidirectional traceability to the EU AI Act, ISO/IEC 42001, and the NIST AI Risk Management Framework. Five conflict resolution rules and an autonomy-calibrated activation model complete the design. A scenario analysis traces governance activation through a multi-agent corridor cascade involving three documented UAE smart-city systems, with a contrasting single-system scenario confirming proportional activation. The paper contributes a regulatory gap analysis and governance architecture for an increasingly important class of urban AI deployment that existing frameworks treat as bounded and isolated.

AI治理智能城市问责机制欧盟法规

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