揭示标签不平衡如何扭曲多标签神经坍缩的几何结构
How Label Imbalance Shapes Geometry: A General Spectral Analysis of Multi-Label Neural Collapse

- 提出谱控制框架,用标签协方差谱分析不平衡下的终端几何
- 发现高频率类别原型按频次加权合成,非均匀平均
- 理论证明经典标签平均仅在正交条件下成立,适用于真实复杂场景
本文研究多标签分类中的神经坍缩(NC)现象,将其实现框架从单标签推广至普遍存在的相关且不平衡的多标签设置。尽管已有研究提出标签级平均结构,但该观点依赖于标签平衡与组合对称的隐含假设,无法解释由标签内在相关性和数据不平衡引起的几何畸变。本文解决李等人(2024)提出的“多重性单一”猜想,证明高频类别原型遵循类别频率加权合成规则而非均匀平均。为此,我们提出严格的谱控制框架,分析一般不平衡条件下多标签学习的终端阶段。引入标签协方差谱 $κ_m$,一个由标签分布二阶矩矩阵导出的标量,控制依赖于数据分布的下界几何。与平均视角相反,我们的分析表明,中心化标签协方差谱通过量化最弱的类间对比方向,决定终端几何的稳定性。我们证明经典标签平均仅在完全正交条件下出现。合成分布上的数值实验验证了理论边界。本文解决了不平衡猜想的缩放平均部分,并建立了一个统一的理论框架,将神经坍缩扩展至复杂不平衡的多标签设置。
原文摘要 · Abstract (English)
This work investigates the phenomenon of Neural Collapse (NC) in multi-label classification, extending its conceptual framework from multi-class learning to general correlated and imbalanced multi-label settings. Although recent studies have identified a ''tag-wise averaging'' structure for multi-label features, this view relies on implicit assumptions of label balance and combinatorial symmetry. Consequently, it fails to account for the geometrical distortions caused by intrinsic label correlations and data imbalance, which are common in practice. We resolve the multiplicity-one imbalance conjecture raised by Li et al. (2024), showing that higher-multiplicity prototypes obey a class-frequency-weighted synthesis rule rather than uniform averaging. To address this, we propose a rigorous spectral-control framework to analyze the terminal phase of multi-label learning under general imbalanced conditions. We introduce the label covariance spectrum $κ_m$, a scalar controlling the distribution-dependent lower-bound geometry, derived from the second-order moment matrix of the label distribution. Contrary to the averaging perspective, our analysis reveals that the centered label covariance spectrum controls the stability of terminal geometry by quantifying the weakest centered inter-class contrast directions. We prove that the classical Tag-wise Averaging emerges only as a special case under perfect orthogonality. Numerical experiments on synthetic distributions validate our theoretical bounds. This work resolves the scaled-average aspect of the imbalance conjecture and establishes a unifying theoretical framework that extends Neural Collapse to complex, imbalanced multi-label settings.
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