用模糊指纹提升对话情绪识别的可解释性与准确性
Fuzzy Fingerprinting Encoder Pre-trained Language Models for Emotion Recognition in Conversations: Human Assessment and Validity Study
- 通过模糊指纹技术提取情绪特征原型,增强模型可解释性
- 减少中性情绪误判率,提升少数情绪类别的识别效果
- 适合需要可解释性的实际应用场景,如医疗或心理分析
在对话情绪识别(ERC)任务中,模型决策应贴近人类细腻感知,并提供分类依据。现有预训练语言模型虽性能领先,但缺乏对预测原因的解释,尤其在数据不平衡时,多数话语被误判为中性情绪。为此,本文提出结合预训练语言模型与模糊指纹(FFP)的新方法。FFP通过排序并模糊化各情绪类别在对话上下文嵌入中的激活模式,生成类特定原型。推理时,输入语句同样生成模糊指纹,并通过模糊集合交集聚合计算与各原型的相似度。实验表明,该方法显著降低对中性情绪的过度分类,人工评估也验证了其预测合理性。本方法在保持顶尖性能的同时,实现了深度神经网络与人类认知之间的衔接。
原文摘要 · Abstract (English)
In Emotion Recognition in Conversations (ERC), model decisions should align with nuanced human perception and ideally provide insights on the classification process. Standard encoder pre-trained language models (PLMs) are the state-of-the-art at these tasks but offer little insight into why a certain prediction is made. This is especially problematic in imbalanced datasets, where most utterances are labeled as neutral, making these models frequently misclassify minority emotions as the majority neutral class. To tackle this issue, we introduced a novel, interpretable approach to ERC by combining PLMs with Fuzzy Fingerprints (FFPs). FFP provide class-specific prototypes that reflect the characteristic class activation patterns in the PLM's latent space. They are derived by ranking and fuzzifying the activations of the pooled conversational context-dependent embeddings across training instances for each emotion. At inference time, each input utterance is similarly fuzzy fingerprinted and matched to the emotion prototypes using a fuzzy similarity function based on the aggregation of the intersection of the fuzzy sets that define each FFP. Experimental results show that FFP integration reduces overclassification into the neutral class and human evaluation further supports the adequacy of FFP predictions. Our proposed method thus bridges the gap between deep neural inference and human perception, performing at state-of-the-art level while simultaneously offering valuable insights into the classification procedure.
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