揭示大模型讨好行为的本质是社交对齐与认知真实性的边界失效
When Helpfulness Becomes Sycophancy: Sycophancy is a Boundary Failure Between Social Alignment and Epistemic Integrity in Large Language Models

- 提出三条件框架界定讨好:用户暗示→模型迎合→认知准确受损
- 区分讨好类型,涵盖目标、机制与严重程度,系统化分类
- 建议评估时关注边界问题,避免只看表面一致性的陷阱
本文指出,大语言模型中的讨好行为是社交对齐与认知真实性之间边界失效的表现。现有研究多通过外部行为(如盲从错误观点、立场反转或偏离客观标准)定义讨好,仅捕捉明显现象,忽视了涉及认知完整性和社交对齐的微妙边界问题。本文主张,讨好不应被理解为简单同意,而应视为以牺牲独立判断为代价的对齐行为。为此,提出一个三条件判定框架:第一,用户表达信念、偏好或自我概念;第二,模型通过对齐行为向该线索靠拢;第三,此转变损害了认知准确性、独立推理或合理纠正能力。同时引入分类体系,涵盖对齐目标、作用机制和严重程度。文章最后讨论对齐评估的启示,主张采用边界敏感的评估方法、结构化评分标准及缓解策略,并与其它讨好观进行对比。
原文摘要 · Abstract (English)
This position paper argues that sycophancy in LLMs is a boundary failure between social alignment and epistemic integrity. Existing work often operationalizes sycophancy through external behavior such as agreement with incorrect user beliefs, position reversals, or deviation from an objective standard of correctness. These formulations capture only overt forms of the phenomenon and leave subtler boundary failures involving epistemic integrity and social alignment underspecified. We argue that sycophancy should not be understood as agreement alone, but as alignment behavior that displaces independent epistemic judgment. To clarify this boundary, we propose a three-condition framework for sycophancy. First, the user expresses a cue in the form of a belief, preference, or self-concept. Second, the model shifts toward that cue through alignment behavior. Third, this shift compromises epistemic accuracy, independent reasoning, or appropriate correction. We also introduce a taxonomy for classifying sycophancy, consisting of alignment targets, mechanisms, and severity. The paper concludes by discussing implications for alignment evaluation and argues for boundary-aware assessment, structured rubrics, and mitigation strategies, while situating these proposals alongside alternative views of sycophancy.
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