为连续属性设计可解释的因果公平性调控方法
Tuning Derivatives for Causal Fairness in Machine Learning
- 用路径特异性偏导数定义公平性,适配连续保护属性
- 在允许路径上保持预测公平,在禁止路径上消除偏差
- 支持在无法完全公平时权衡两种公平准则,适合实际部署
人工智能系统在社会中日益普及,但其预测常继承种族、性别或年龄等受保护属性的偏见。传统公平性概念(如统计独立性,SP)要求预测与受保护属性无关,但在这些属性影响业务必要中介变量时过于严格。近期因果框架通过区分允许与不允许的因果路径,并结合预测公平性(PP),要求模型保留合法的业务影响。现有路径定义主要适用于分类属性。本文提出一种针对连续受保护属性的结构因果模型公平性新框架,通过路径特异性偏导数形式化SP与PP,建立其与先前因果定义一致的条件,并刻画满足条件的公平预测器存在的情形。基于该理论,我们设计了一种公平调优算法,可构造公平预测器或在不可行时实现SP与PP的权衡。实验在模拟与真实数据上验证了方法的有效性,结果表明在考虑PP时性能优于已有方法。
原文摘要 · Abstract (English)
Artificial-intelligence systems are becoming ubiquitous in society, yet their predictions typically inherit biases with respect to protected attributes such as race, gender, or age. Classical fairness notions, most notably Statistical Parity (SP), demand that predictions be independent of the protected attributes, but are overly restrictive when these attributes influence mediating variables that are considered business necessities. Recent causal formulations relax SP by distinguishing allowed from not-allowed causal paths and by complementing SP with Predictive Parity (PP), requiring the predictor to replicate the legitimate influence of business-necessities. Existing path-based definitions are mainly practical when applied to categorical attributes. This paper introduces a new framework for fairness in structural causal models that is tailored to continuous protected attributes. We formalize SP and PP through path-specific partial derivatives, establish conditions under which these criteria coincide with prior causal definitions, and characterize when a fair predictor, one that satisfies SP along not-allowed paths while achieving PP along allowed paths, exists. Building on this theory, we propose a fair tuning algorithm that either constructs such a predictor or, when not possible, allows for a trade-off between SP and PP. We present experiments on simulated and real data to evaluate our proposal, compare it with previously proposed methods, and show that it performs better when PP is considered.
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