用法律哲学方法解决AI对齐难题,推动人与AI共同进步
Alignment as Jurisprudence
- 借鉴法律解释学思想重构AI对齐机制
- 提出规则与案例结合的精细化对齐框架
- 适合关注AI伦理与法律交叉研究者阅读
法律哲学(jurisprudence)探讨法官如何正当裁决案件,而对齐研究(alignment)则致力于使人工智能模型符合人类价值观,二者在本质结构上高度相似。它们都试图预测并塑造强大主体——无论是法官还是日益强大的人工智能——在未来未知情境下的决策方式,并运用语言规范与解释工具实现目标。法律领域的核心争论,如法律的本质与应然状态,可为对齐研究提供洞见;而对齐实践中行之有效的经验,也能反哺法律理论发展。本文直接展开两者的对话,结合达伍辛的原则主义解释论与桑斯坦的类比推理正统法理学,以及宪法化AI与基于案例的推理等前沿对齐方法,展示更成熟的法律思维在微调对齐中所具价值。同时指出人工智能可帮助深化对法律运作机制的理解,并推动法律改进。未来随着AI能力增强,法律对人类裁判的约束逐渐弱化,这两大领域间的对话将愈发关键,或能催生更优的法律体系与更具责任感的AI系统。
原文摘要 · Abstract (English)
Jurisprudence, the study of how judges should properly decide cases, and alignment, the science of getting AI models to conform to human values, share a fundamental structure. These seemingly distant fields both seek to predict and shape how decisions by powerful actors, in one case judges and in the other increasingly powerful artificial intelligences, will be made in the unknown future. And they use similar tools of the specification and interpretation of language to try to accomplish those goals. The great debates of jurisprudence, about what the law is and what it should be, can provide insight into alignment, and lessons from what does and does not work in alignment can help make progress in jurisprudence. This essay puts the two fields directly into conversation. Drawing on leading accounts of jurisprudence, particularly Dworkin's principle-oriented interpretivism and Sunstein's positivist account of law as analogical reasoning, and on cutting-edge alignment approaches, namely Constitutional AI and case-based reasoning, it illustrates the value of a more sophisticated legally-inspired approach to the interplay of rules and cases in finetuning alignment and points to ways that AI can provide a better understanding of how the law works and how it can be improved by the introduction of AI. AI systems and the law should operate to empower people to act in the world, helping to expand their capabilities and the extent to which they are able to achieve their goals. As AI continues to improve in capacity, and as the constraints that legal theory places on human judges seem be coming undone, the conversation between these two fields will become increasingly essential and may help point to a better version of both.
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