认知偏差是顺序处理的数学必然结果,非错误而是系统性产物。
Bias by Necessity: Impossibility Theorems for Sequential Processing with Convergent AI and Human Validation
- 从因果掩码约束出发,证明了语言模型中存在不可消除的首因效应与锚定效应。
- 12个前沿大模型验证显示,理论预测与实测偏差高度吻合(R²=0.89)。
- 适用于认知科学、AI可解释性研究者,理解人类与模型共有的思维局限。
某些认知偏差是否是顺序信息处理的数学必然?我们证明了首因效应、锚定效应和顺序依赖性在自回归语言模型中是架构上的必然结果。三个不可能性定理表明:(1) 首因偏见源于不对称注意力积累;(2) 锚定效应由顺序条件化及信息上限引发;(3) 精确去偏需阶乘时间复杂度,蒙特卡洛近似可在恒定容差开销下实现。我们在12个前沿大模型上验证了这些边界(R²=0.89;ΔBIC=16.6 vs. 次优模型)。随后基于框架提出量化预测,并在两项预注册人类实验中检验(共464人分析)。实验1确认锚点位置调节锚定强度(d=0.52,BF₁₀=847);实验2显示工作记忆负荷加剧首因偏见(d=0.41,BF₁₀=156),且工作记忆容量可预测偏见降低(r=-.38)。这些收敛证据将认知偏差重新定义为对顺序处理资源的理性响应。
原文摘要 · Abstract (English)
Are certain cognitive biases mathematically inevitable consequences of sequential information processing? We prove that primacy effects, anchoring, and order-dependence are architecturally necessary in autoregressive language models due to causal masking constraints. Our three impossibility theorems establish: (1) primacy bias arises from asymmetric attention accumulation; (2) anchoring emerges from sequential conditioning with provable information bounds; and (3) exact debiasing by permutation marginalization requires factorial-time computation, with Monte Carlo approximation feasible at constant per-tolerance overhead. We validate these bounds across 12 frontier LLMs ($R^2 = 0.89$; $Δ$BIC $= 16.6$ vs. next-best alternative). We then derive quantitative predictions from the framework and test them in two pre-registered human experiments ($N = 464$ analyzed). Study 1 confirms anchor position modulates anchoring magnitude ($d = 0.52$, BF$_{10} = 847$). Study 2 shows working memory load amplifies primacy bias ($d = 0.41$, BF$_{10} = 156$), with WM capacity predicting bias reduction ($r = -.38$). These convergent findings reframe cognitive biases as resource-rational responses to sequential processing.
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