arXiv:2605.09109cs.AI2026-05

测试专家指导强化学习在不同情况下的可靠性,发现三类失败模式。

When (and How) to Trust the Expert: Diagnosing Query-Time Expert-Guided Reinforcement Learning

论文配图:When (and How) to Trust the Expert: Diagnosing Query-Time Expert-Guided Reinforcement Learning
图 1 · 摘自论文原文
  • 用统一基准对比多种专家引导方法,评估其在不同专家质量下的表现。
  • 发现专家接近最优时,部分方法反而低于无专家的基线,且存在训练污染问题。
  • 提出可量化的决策规则,帮助判断何时及如何信任专家指导。

许多连续控制任务自带一个性能良好但非最优的控制器(如调优的PID或手工设计步态)。越来越多的方法在强化学习中将此类控制器作为可查询的专家使用,但现有研究各自独立,基于不同基准且未评估不完美专家的影响。本文统一采用SAC主干、相同超参数优化与评估协议,每项任务-方法组合设置100/50个随机种子,并系统测试专家欠调优、动作偏差和观测噪声对性能的影响。结果揭示出三类被单一论文忽略的失败模式:(F1) 在argmax-plus-bootstrap机制下,价值函数出现盲点,导致IBRL在接近无专家强化学习上限的专家上表现反低于无专家的SAC;(F2) 在远离最优的专家上出现残余饱和;(F3) 热启动缓冲区污染,使训练时间交接方法在部署时专家欠调优下崩溃。无单一方法始终占优:各方法仅在特定任务结构下表现良好,其余则可预测地失效。在接近强化学习上限的专家(FourTank, GlassFurnace)上,所有查询时间方法均未能在100万步预算内超越专家,尚不清楚是根本限制还是预算不足所致。我们基于实验结果提炼出可测试的决策规则,依赖三个预训练可观测量(专家质量、任务终止条件、扰动类型)。该基准、分类体系与决策规则为本文主要贡献;此外还提出EDGE——一种基于软最大值集成置信上限的设计点,验证了分类体系所指出的两个可优化维度(门控形式、评分规则)均可单独利用。

原文摘要 · Abstract (English)

Many continuous-control problems ship with a competent but suboptimal controller (a tuned PID, a hand-designed gait). A growing family of methods uses such controllers as queryable experts during RL, but each method has been proposed in isolation, on a different benchmark, without imperfect-expert testing. We harmonize the comparison on a shared SAC backbone, common HPO and evaluation protocols, 100/50 seeds per (env, method), and a degradation sweep over expert undertuning, action bias, and observation noise. The comparison surfaces three failure modes single-paper evaluations miss: (F1) a critic blind spot under argmax-plus-bootstrap that drags IBRL below no-expert SAC on experts close to the no-expert-RL ceiling (RL-near-ceiling, distinct from the absolute physical ceiling); (F2) residual saturation on far-from-optimal experts; and (F3) warm-start buffer poisoning that collapses training-time-handoff methods under deployment-time expert undertuning. No single method dominates: each wins on one task-structure regime and fails predictably elsewhere; on RL-near-ceiling experts (FourTank, GlassFurnace) no query-time method clears the expert within our 1M-step budget, leaving open whether this is a fundamental wall or a budget effect. We convert the spread into a testable decision rule keyed on three pre-training observables (expert quality, task termination, perturbation type). The benchmark, taxonomy, and decision rule are the primary contribution; we additionally describe EDGE, a softmax-over-ensemble-LCB design point used to demonstrate that both axes the taxonomy points to (gate form, scoring rule) are individually exploitable.

强化学习专家引导基准测试

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