arXiv:2605.12199cs.LGcs.AI2026-05

过拟合导致模型在无关任务上出现偏差,但通过早停可有效避免。

Overtrained, Not Misaligned

论文配图:Overtrained, Not Misaligned
图 1 · 摘自论文原文
  • 发现模型在任务收敛后继续训练才会出现广泛偏差
  • 12个开源模型中仅2个出现稳定偏差,且规模越大越易受影响
  • 早停可保留93%任务性能,适合实际部署场景

涌现性偏差(EM)指在特定任务(如不安全代码)上微调时,模型在无关领域出现广泛偏差,首次由Betley等人(2025)揭示。本文进行了迄今为止最全面的EM研究,复现了GPT-4o的结果,并扩展至12个开源模型(来自Llama、Qwen、DeepSeek、GPT-OSS四个系列,参数量从8B到671B),评估超过一百万次模型输出,使用多个随机种子。结果表明,EM在GPT-4o中可复现,但并非普遍现象:12个模型中仅有2个(17%)在所有种子下表现出一致的EM,且模型规模与EM敏感性显著相关。通过对训练过程中的检查点分析,发现EM出现在主任务接近收敛之后,表明其源于任务收敛后的持续训练。这带来实用缓解策略:早停可消除EM,同时保持平均93%的任务性能;学习率谨慎选择也能进一步降低风险。在医疗微调中的跨领域验证确认这些模式具有普适性:规模-EM相关性增强(r=0.90),且67%情况下可通过早停避免过度泛化为不真实回答,但语义相近的训练领域会产生更难分离的偏差。随着大模型日益嵌入现实系统,微调和强化学习仍是行为调整的主要手段。我们的发现表明,通过合理的训练实践,EM可被规避,将其从意外风险重构为可避免的训练副产物。

原文摘要 · Abstract (English)

Emergent misalignment (EM), where fine-tuning on a narrow task (like insecure code) causes broad misalignment across unrelated domains, was first demonstrated by Betley et al. (2025). We conduct the most comprehensive EM study to date, reproducing the original GPT-4o finding and expanding to 12 open-source models across 4 families (Llama, Qwen, DeepSeek, GPT-OSS) ranging from 8B to 671B parameters, evaluating over one million model responses with multiple random seeds. We find that EM replicates in GPT-4o but is far from universal: only 2 of 12 open-source models (17%) exhibit consistent EM across seeds, with a significant correlation between model size and EM susceptibility. Through checkpoint-level analysis during fine-tuning, we demonstrate that EM emerges late in training, distinct from and subsequent to near convergence of the primary task, suggesting EM emerges from continued training past task convergence. This yields practical mitigations: early stopping eliminates EM while retaining an average of 93% of task performance, and careful learning rate selection further minimizes risk. Cross-domain validation on medical fine-tuning confirms these patterns generalize: the size-EM correlation strengthens (r = 0.90), and overgeneralization to untruthfulness remains avoidable via early stopping in 67% of cases, though semantically proximate training domains produce less separable misalignment. As LLMs become increasingly integrated into real-world systems, fine-tuning and reinforcement learning remain the primary methods for adapting model behavior. Our findings demonstrate that with proper training practices, EM can be avoided, reframing it from an unforeseen fine-tuning risk to an avoidable training artifact.

大模型微调偏差检测早停策略

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