用AI生成的数字孪生模拟对照组,提升单臂临床试验的可靠性。
Digital Twins as Synthetic Controls in Single-Arm Trials
- 基于机器学习构建患者级数字孪生,模拟疾病进展作为对照。
- 相比传统方法,能更稳健估计药物疗效,支持小样本试验。
- 适合医药研发中缺乏真实对照组的场景,尤其神经退行性疾病。
单臂试验无需设立对照组,是评估药物疗效与安全性的高效、伦理且实用的设计,尤其在临床开发中日益重要。尽管无法提供随机对照试验的金标准证据,但可通过多种方式构建对照参照,包括基于临床知识的固定对照或基于数据与模型的个体化合成对照。本文主张采用基于结果模型的合成对照,特别聚焦于数字孪生——即利用历史数据训练的机器学习模型对每位患者疾病进展进行个性化预测。该方法可克服直接数据驱动方法的局限性,提高治疗效应估计的稳健性,并在外部数据不可比时提供合理调整机制。文中回顾双重稳健估计器,给出功效与样本量计算公式,讨论历史数据选择的权衡。同时结合美国FDA最新关于AI在药物开发中应用的指南,提出实际部署建议。最后通过渐冻症和亨廷顿病的真实试验数据重新分析,验证了所提方法的有效性。
原文摘要 · Abstract (English)
Single-arm trials are an important study design for evaluating drug efficacy and safety without enrolling patients into a control arm. Although they do not provide the gold-standard evidence of randomized controlled trials, they are increasingly used in clinical development as they offer an efficient, ethical, and practical alternative. A wide variety of approaches can be used to construct control comparators and estimate treatment effects, from fixed comparators informed by clinical knowledge to data-based and model-based patient-level comparators, also known as synthetic controls. Powerful and flexible machine learning models can allow outcome-model-based synthetic controls to overcome key limitations of direct data-based approaches, yield more robust estimates of treatment effects, and provide a principled way to incorporate corrections or encode additional assumptions when external data are not directly comparable. In this work, we argue that outcome-model-based synthetic control arms are an important tool for single-arm trials. We focus on digital twins, personalized predictions of disease progression generated from machine learning models trained on historical datasets, which naturally leverage these flexible approaches. We review doubly robust estimators, present power and sample size formulas, and discuss trade-offs in selecting historical data for training and analysis. We also outline practical considerations for deploying digital twins within the framework of recent FDA draft guidance on the use of artificial intelligence in drug development. Finally, we reanalyze data from trials in amyotrophic lateral sclerosis and Huntington's disease to demonstrate the proposed methods.
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