arXiv:2605.14779cs.LG2026-05中稿 · ICLR

提出CPQL算法,用多步保守估值得到更优的离线强化学习性能。

Peng's Q($λ$) for Conservative Value Estimation in Offline Reinforcement Learning

论文配图:Peng's Q($λ$) for Conservative Value Estimation in Offline Reinforcement Learning
图 1 · 摘自论文原文
  • 基于彭氏Q(λ)算子设计保守价值估计,替代传统贝尔曼算子。
  • 在D4RL上显著优于现有单步方法,性能不低于行为策略且接近最优。
  • 适合追求稳定高精度离线强化学习的开发者与研究者。

我们提出一种无模型的离线多步强化学习算法——保守彭氏Q(λ)(CPQL)。该算法将彭氏Q(λ)(PQL)算子用于保守价值估计,作为贝尔曼算子的替代方案。据我们所知,这是首个在离线强化学习中通过充分使用离线轨迹,从理论和实证两方面证明多步保守价值估计有效性的研究。在离线强化学习中,PQL算子的不动点更接近行为策略的价值函数,从而自然实现隐式行为正则化。CPQL同时缓解了过度悲观的价值估计问题,性能不低于(或超过)行为策略,并提供近似最优的性能保证——这是以往保守方法无法达成的里程碑。在D4RL基准上的大量实验表明,CPQL始终显著优于现有离线单步基线。此外,本方法还推动了离线到在线学习框架的发展:利用CPQL在离线环境中预训练的Q函数,可使在线PQL智能体避免微调初期的性能下降,并获得稳健的性能提升。代码已开源:https://github.com/oh-lab/CPQL。

原文摘要 · Abstract (English)

We propose a model-free offline multi-step reinforcement learning (RL) algorithm, Conservative Peng's Q($λ$) (CPQL). Our algorithm adapts the Peng's Q($λ$) (PQL) operator for conservative value estimation as an alternative to the Bellman operator. To the best of our knowledge, this is the first work in offline RL to theoretically and empirically demonstrate the effectiveness of conservative value estimation with a \textit{multi-step} operator by fully leveraging offline trajectories. The fixed point of the PQL operator in offline RL lies closer to the value function of the behavior policy, thereby naturally inducing implicit behavior regularization. CPQL simultaneously mitigates over-pessimistic value estimation, achieves performance greater than (or equal to) that of the behavior policy, and provides near-optimal performance guarantees -- a milestone that previous conservative approaches could not achieve. Extensive numerical experiments on the D4RL benchmark demonstrate that CPQL consistently and significantly outperforms existing offline single-step baselines. In addition to the contributions of CPQL in offline RL, our proposed method also contributes to the offline-to-online learning framework. Using the Q-function pre-trained by CPQL in offline settings enables the online PQL agent to avoid the performance drop typically observed at the start of fine-tuning and to attain robust performance improvements. Our code is available at https://github.com/oh-lab/CPQL.

强化学习离线学习价值估计多步方法

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