arXiv:2605.20270cs.LGcs.AI2026-05被引 5

为强化学习训练的专用大模型提供实时安全验证,确保每轮部署都符合误差预算。

Conformal Selective Acting: Anytime-Valid Risk Control for RLVR-Trained LLMs

  • 设计了一种逐轮验证机制,基于可验证奖励微调的模型实时生成安全证书。
  • 在480个基准、160个对抗性分布偏移和超1万轮在线更新中均保持有效验证。
  • 适合需实时合规的金融、医疗等强监管场景,不依赖前沿API接口。

在受监管机构中部署一个基于本地数据通过可验证奖励强化学习(RLVR)微调的局部专用大模型,每部署一轮都有固定的误差预算α。操作方需要在每轮即时获得安全认证:不能跨部署聚合数据,也不能等待长期平均结果。现有封装方法无法满足自适应在线更新流的要求:离线置信区间方法要求数据交换性;在线方法仅约束长期平均风险;非交换性扩展仅近似有效;最接近的即时方法A-RCPS控制的是边际风险而非选择性风险。本文提出置信选择行动(CSA),采用测试统计量、有效性保证与部署规则框架,填补了这一空白:对每个阈值维护维尔型e过程,在博纳费罗尼网格上评估,基于RLVR滤网。在可预测更新和等距校准单调风险条件下,证明了:(i) 任意时间路径上的选择性风险边界为 $R_T^{ ext{act}}\≤α+O(N_T^{-1/2})$,(ii) 认证速率最优,匹配 $Θ(\barη^{-2}\log(1/δ))$,(iii) 横向释放率差距与时间无关。在八类专业基准(480条流)、十六组对抗性分布偏移(160条流)及五组真实专家迭代RLVR实验(在线LoRA,四基模型,三架构族,共10,300轮)中,十种对比方法里唯独CSA满足路径有效性且不拒绝任何一轮部署。本文未提出新模型、训练算法或策略类别;CSA是部署端补充,与模型无关,适用于无法使用前沿API的操作方。

原文摘要 · Abstract (English)

A local specialist LLM, fine-tuned with reinforcement learning from verifiable rewards (RLVR) on operator-local data, is installed in a regulated organization with per-deployment error budget $α$. The operator needs a safety certificate for this deployment's stream at every round: no pooling across deployments, no waiting for a long-run average. Existing wrappers cannot deliver this on adaptive, online-updated streams: offline conformal-risk methods require exchangeability; online-conformal methods bound only long-run averages; non-exchangeable extensions are marginally valid; and the closest anytime wrapper, A-RCPS, controls marginal rather than selective risk. Using a (test statistic, validity guarantee, deployment rule) framework, we identify one empty cell forced by deployment requirements: e-process per threshold, selective risk, anytime-pathwise validity, max-certified-threshold rule. Conformal Selective Acting (CSA) fills it as a per-round wrapper maintaining a Ville-type e-process per threshold on a Bonferroni grid, evaluated against the RLVR filtration. Under predictable updates and isotonic-calibrated monotone risk we prove (i) an anytime-pathwise selective-risk bound $R_T^{\mathrm{act}}\leα+O(N_T^{-1/2})$, (ii) rate-optimal certification matching $Θ(\barη^{-2}\log(1/δ))$, and (iii) a horizon-independent release-rate gap. Across eight specialist benchmarks ($480$ streams), sixteen adversarial distribution-shift cells ($160$ streams), and five live Expert-Iteration RLVR cells with online LoRA over four base models in three architecture families ($10{,}300$ rounds), CSA is the only method among ten compared that satisfies pathwise validity and non-refusing deployment on every cell. We do not propose a new LLM, training algorithm, or policy class; CSA is the deployment-side complement, orthogonal to the model, for operators who cannot use a frontier API.

强化学习安全验证大模型部署在线学习

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