通过信息流分析提升思维链推理的可信度,防止模型走捷径
Faithfulness as Information Flow: Evaluating and Training Faithful Chain-of-Thought Reasoning

- 从信息流动角度定义思维链忠实性,强调答案信息应经由推理链传递
- 提出熵、掩码KL、梯度三类诊断方法,可有效识别非忠实推理模式
- 引入训练时干预机制,让模型更依赖推理链而非直接跳转答案
思维链(CoT)推理的有效性依赖于其真实反映模型生成答案的计算过程。然而,模型可能利用提示到答案的捷径绕过推理链,导致看似合理却误导性的推理过程。本文从结构化信息流视角出发,提出忠实性应满足充分性、完整性与必要性,基于熵、掩码KL和梯度构建任务无关的评估框架。实验表明,该框架能准确捕捉人为判断的忠实性差异;同时发现基于KL的诊断存在低熵失效问题,而梯度方法更稳定。在此基础上,提出验证器驱动的在线强化学习干预策略,包括注意力屏蔽、反向梯度屏蔽、思维链梯度及提示表示对抗扰动。在含提示引导的算术、可被奖励欺骗的代码修复与无提示训练但错误提示测试的DAPO-Math模型上,这些方法显著增强推理链的中介作用,使捷径与奖励作弊行为在思维链中更明显,并提升任务无关的忠实性指标,部分情况下降低对错误提示的敏感性。结果表明,训练中控制信息流是实现更可信、可监控思维链的有效路径。代码已开源。
原文摘要 · Abstract (English)
Chain-of-thought (CoT) reasoning is useful for monitoring language models only when the reasoning trace faithfully reflects the computation that produces the final answer. However, models can rely on prompt-to-answer shortcuts that bypass the CoT, making the visible reasoning trace misleading even when it appears plausible. We study CoT faithfulness through a structural information-flow perspective: faithful reasoning should route answer-relevant information through the mediated path from prompt to CoT to answer, rather than through a direct prompt-to-answer shortcut. This perspective yields a task-agnostic framework based on three complementary properties, sufficiency, completeness, and necessity, which we instantiate with entropy-based, masked-KL, and gradient-based diagnostics. We show that these metrics recover externally judged faithfulness differences in hinted reasoning, and identify a low-entropy failure mode of KL-based diagnostics where gradient-based measures remain more stable. Building on this analysis, we introduce update-time interventions for verifier-based on-policy RL, including attention masking, backward-only gradient masking, CoT gradients, and adversarial perturbations of prompt representations. Across hinted arithmetic, reward-hackable code repair, and DAPO-Math models trained without hints but evaluated under wrong-hint injection, our interventions shift behavioral and structural indicators toward stronger CoT mediation. In particular, they make shortcut and reward-hacking behavior more transparent in the CoT and improve task-agnostic faithfulness metrics, while in some settings also reducing wrong-hint susceptibility. Our results suggest that controlling information flow during training is a practical route toward more faithful and monitorable CoT reasoning. Code is available at https://github.com/safety-research/faithful-cot.
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