解决对话模型因历史数据偏差导致的交互质量下降问题
From Static Context to Calibrated Interactive RL: Mitigating Distribution Shift in Multi-turn Dialogue with Aligned Simulator

- 提出校准式交互强化学习框架,联合优化模拟器与策略
- 实验证明交互训练比静态数据训练性能提升显著
- 适合需要高保真人机交互的对话系统研发者
长期目标是构建高度交互的基于大语言模型的对话代理。现有研究主要依赖固定离线日志(静态上下文强化学习)或提示式模拟器(交互式强化学习)。本文理论证明,两种范式均受上下文分布偏移制约——训练时观察到的对话历史与真实对话中遇到的历史不匹配,且该偏移随对话轮次呈平方级累积,严重损害对话质量。其根源来自两方面:(i) 策略诱导偏移,源于在静态历史而非自生成轨迹上训练;(ii) 模拟器诱导偏移,源于模拟行为与真实人类行为的差异。为此,我们提出校准式交互强化学习(Calibrated Interactive RL),将交互式强化学习与模拟器对齐相结合。通过使模拟器贴近真实人类交互模式,有效缩小模拟到现实的差距,缓解累积分布偏移。多任务实验验证了理论分析:(i) 交互式强化学习显著优于静态上下文基线,缓解了策略分布偏移;(ii) 使用对齐方法校准模拟器进一步弥合模拟与现实的差距,实现当前最优下游性能。
原文摘要 · Abstract (English)
A long-standing goal of the research community is to develop highly interactive LLM-based dialogue agents. Recent research focuses on optimizing policies based on fixed offline logs (Static Context RL) or using a prompt-based simulator (Interactive RL). In this work, we theoretically show that both paradigms are fundamentally limited by context distribution shift--a mismatch between dialogue histories observed during training and those encountered in real conversations. This shift compounds quadratically over turns and severely degrades dialogue quality. Specifically, we attribute this shift to two distinct sources: (i) policy-induced shift, arising from training on static histories rather than self-generated trajectories; and (ii) simulator-induced shift, stemming from discrepancies between simulated and real human behaviors. To address these challenges, we propose Calibrated Interactive RL, a unified framework that couples interactive RL with simulator alignment. By aligning the simulator with human interaction patterns, our approach reduces the sim-to-real gap and mitigates compounding distribution shifts. Experiments across multiple dialogue tasks confirm our theoretical analysis: (i) Interactive RL significantly outperforms the Static Context baseline by mitigating policy distribution shift; and (ii) calibrating simulators with our alignment method further bridges the sim-to-real gap, yielding state-of-the-art downstream performance.
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