arXiv:2605.26808cs.LGcs.AI2026-05

提出'创新性'概念,揭示大模型幻觉的根源与必然性

Innovation: An Almost Characterization of Hallucination

  • 用'创新性'衡量模型生成新内容的倾向性
  • 创新性高的模型几乎必然产生幻觉,且可推导幻觉下限
  • 为理解幻觉本质提供新视角,适合模型安全研究者

幻觉是大语言模型的核心局限,已有研究通过概率框架将幻觉率与训练数据的‘缺失质量’(missing mass)关联。本文引入更简洁的‘创新性’概念,量化模型生成训练数据外输出的倾向。证明:创新性由幻觉条件蕴含,且几乎完全刻画幻觉——即幻觉蕴含创新性,而创新性以高概率导致幻觉。基于创新率给出幻觉率下界,并通过创新率与缺失质量的关系,获得新的、扩展了前人结果的幻觉率下界。

原文摘要 · Abstract (English)

Hallucination is a central limitation of large language models (LLMs), and substantial effort has been devoted to understanding and mitigating it. Towards this, Kalai and Vempala (STOC 2024) introduced a probabilistic framework formalizing calibration and hallucination, and showed that, with high probability, calibrated LLMs hallucinate roughly at the rate of the "missing mass", a measure of how incomplete the training data is relative to its source. This raises two fundamental questions: (i) what property of a calibrated LLM makes hallucinations unavoidable? and (ii) can hallucinations be avoided by giving up calibration? We answer these questions by introducing a simpler property we call innovation that measures the tendency of a model to produce outputs outside the training data. We show that innovation is implied by the condition for hallucination identified by Kalai and Vempala, and, further, that it is an almost characterization of hallucination: hallucination implies innovation, and conversely, innovation implies hallucination with high probability. We also provide lower bounds on the hallucination rate based on the "innovation rate", and by relating innovation rate back to missing mass, we obtain new hallucination rate lower bounds based on missing mass that extend the results of Kalai and Vempala.

幻觉分析模型安全大模型

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