arXiv:2605.27827cs.AIcs.CY2026-05被引 1

为高风险AI系统设计可操作的部署保障框架,实现从评估到落地的闭环治理。

Operational AI Deployment Assurance: Governance-State Orchestration Under Threshold-Sensitive Deployment Conditions -- A Governance Framework for High-Stakes AI Systems

论文配图:Operational AI Deployment Assurance: Governance-State Orchestration Under Threshold-Sensitive Deployment Conditions -- A Governance Framework for High-Stakes AI Systems
图 1 · 摘自论文原文
  • 将公平性分歧、阈值敏感性等转化为部署状态决策指标
  • 提出部署保证分与升级状态,支持全生命周期动态管控
  • 适用于医疗、人脸识别等高风险场景的实时部署监管

高风险领域中的AI治理日益强调公平性、透明性、可问责性及全生命周期风险管理。然而,现有方法多为观测型,依赖静态指标报告、事后审计和监控仪表盘,无法直接干预部署就绪性、修复进展、升级状态或保障驱动的部署控制。本文提出运营型AI部署保障(OADA)框架,将公平性分歧、子组不稳定性、阈值敏感性、修复结果与操作不确定性转化为部署导向的保障决策。基于前期提出的公平性分歧指数(FDI)与FairRisk-FDI,OADA将治理不确定性重构为部署流程中的操作问题而非指标争议的副产品。该框架引入部署保证分、部署就绪分类、阈值稳定区、治理升级状态及修复感知的保障推进机制,通过连接评估输出与部署状态解读、重评、升级与操作控制,支持高风险场景下的全生命周期治理。在人脸验证系统上的部署导向评估表明,系统虽在孤立公平性或性能指标下表现可接受,仍可能因不稳定性影响部署就绪性。该框架将运营部署保障定位为评估与真实部署之间的治理层。

原文摘要 · Abstract (English)

AI governance frameworks increasingly emphasize fairness, transparency, accountability, and lifecycle risk management in high-stakes domains. However, many current approaches remain observational, relying on static metric reporting, post-hoc auditing, and monitoring dashboards without directly governing deployment readiness, remediation progression, escalation states, or assurance-driven deployment control. This paper introduces Operational AI Deployment Assurance (OADA), a governance framework for translating fairness disagreement, subgroup instability, threshold sensitivity, remediation outcomes, and operational uncertainty into deployment-oriented assurance decisions. Building on prior work on the Fairness Disagreement Index (FDI) and FairRisk-FDI, OADA reframes governance uncertainty as an operational concern within AI deployment pipelines rather than a byproduct of metric disagreement. The framework introduces Deployment Assurance Scores, Deployment Readiness Classifications, Threshold Stability Zones, Governance Escalation States, and remediation-aware assurance progression. These constructs support lifecycle-oriented governance decisions across high-stakes settings by connecting evaluation outputs to deployment-state interpretation, reassessment, escalation, and operational control. Through deployment-oriented evaluation across facial recognition systems, with discussion extended to healthcare AI as a representative high-stakes domain, the paper demonstrates how systems may appear acceptable under isolated fairness or performance metrics while still exhibiting instability that affects deployment readiness. The proposed framework positions operational deployment assurance as a governance layer between evaluation and real-world AI deployment.

AI治理部署保障高风险系统

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