arXiv:2605.28233stat.MLcs.CY2026-05

统一公平回归的有知与无知场景,提出高效算法实现宽松公平约束下的精准预测。

Geometry of Relaxed Fair Regression: A Unified Framework for Aware and Unaware Settings

  • 将公平回归建模为最优传输问题,统一处理有知与无知两种场景。
  • 在真实数据集上,新算法性能优于或持平现有先进方法。
  • 揭示不同惩罚项对应不同公平理念,提供理论指导选择策略。

公平性与准确性的权衡是部署公平感知机器学习方法的核心挑战。当敏感属性在推理阶段不可用(即‘无知’设置)时,满足宽松公平约束的精确预测方法仍缺乏系统性方案。本文将受人口均等性惩罚的回归问题形式化为最优传输问题,统一了‘有知’与‘无知’设置,并通过最优传输映射刻画最优预测函数,适用于平方Wasserstein-2和总变差惩罚。结果表明,惩罚项的选择反映根本不同的公平哲学:Wasserstein惩罚带来全局平滑妥协,而总变差惩罚对部分个体强制实现精确均等。基于此理论,我们提出一种简单易实现、计算高效的算法,在真实世界基准测试中持续优于或匹配现有最先进方法。

原文摘要 · Abstract (English)

Fairness-accuracy trade-offs are a central concern in the deployment of fairness-aware machine learning methods. When sensitive attributes are unavailable at inference time-the so called unawareness setting, principled methods for obtaining accurate predictions under relaxed fairness constraints are largely missing. In this work, we address this gap by formulating regression under a demographic parity penalty as an optimal transport problem. Our framework unifies both the \emph{aware} and \emph{unaware} settings and characterizes optimal prediction functions via optimal transport maps, under both squared Wasserstein-2 and Total Variation penalties. These results reveal that the choice of penalty reflects fundamentally different fairness philosophies: the Wasserstein penalty induces a smooth, population-wide compromise, while Total Variation enforces exact parity for a subset of individuals. Building on these theoretical characterizations, we propose an algorithm that is simple to implement, computationally efficient, and consistently matches or outperforms state-of-the-art baselines on real-world benchmarks.

公平学习回归分析最优传输

Thank you to arXiv for use of its open access interoperability. PaperDance 不是 arXiv 官方产品;中文卡片由大模型生成,请以原文为准。