构建德语指代一致性数据集,揭示大模型在性别语法下的推理与偏见表现
GRUFF: LLM Pronoun Fidelity, Reasoning, and Biases in German

- 构建GRUFF数据集,覆盖德语四种性别语法系统和四类代词
- 模型对男性/女性名词代词有强语法一致,但对新创代词(xier/en)表现差
- 编码器模型在德语中比英语更抗干扰,适合研究性别包容语言
第三人称单数代词长期用于研究语言模型中的刻板偏见及指代推理能力。近期,指代一致性任务被提出,用于评估模型在存在干扰项时正确复用前文指定代词的能力。然而现有研究主要集中在英语,而英语语法性别有限且无性别一致。本文构建了大型德语数据集GRUFF,涵盖四种名词性别系统和四组代词。实验表明,在缺乏明确上下文时,大模型对男性和女性实体的代词使用表现出强语法一致性,但对新创代词(xier, en)则表现不佳。模型普遍对干扰项不鲁棒,但编码器模型在德语中比在英语中更具鲁棒性,反映出语法性别的重要性。此外,职业刻板印象在不同语法格间相关性低,多数模型间差异显著,仅架构相近模型例外。所有代码与数据已开源,以推动德语性别包容语言与指代推理研究。
原文摘要 · Abstract (English)
Third-person singular pronouns have long been used to study stereotypical biases in language models and to test their abilities to reason about reference. More recently, the interplay between reasoning and bias has been investigated with the task of pronoun fidelity, which assesses models' abilities to correctly reuse a previously-specified pronoun for a discourse entity, independent of other potentially distracting discourse entities mentioned in between. However, such research focuses on English, which is a language with limited grammatical gender and almost no gender agreement. In this paper we contribute a novel, large-scale dataset, GRUFF, to measure pronoun fidelity in German, covering four different gender agreement systems in nouns, and four sets of pronouns. With this dataset, we show that LLMs show strong grammatical agreement for masculine and feminine entities in the absence of explicit context, but not for neopronouns xier and en. Models are generally not robust to distractors, but encoder-only models are more robust in German than in English, reflecting the importance of grammatical gender. Finally, we show that occupational stereotypes in this context are poorly correlated across grammatical cases, and across most models, except ones with closely related architectures. We release all code and data to encourage further work on gender-inclusive language and referential reasoning in German.
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