arXiv:2606.00297eess.SYcs.RO2026-06

用预测流方法提升安全控制实时性与全局保障能力

Predicted-Flow Control Barrier Functions for Real-Time Safe Optimal Control

论文配图:Predicted-Flow Control Barrier Functions for Real-Time Safe Optimal Control
图 1 · 摘自论文原文
  • 将控制屏障函数扩展为基于预测轨迹的泛函,实现未来时域的安全验证
  • 引入终端备份安全集与规划时间偏移,确保优化问题始终可行
  • 在真实机器人导航中达成零违规、高成功率和低延迟,优于主流方法

控制屏障函数(CBFs)通过状态点上的条件提供实时安全保证,但其合成困难且控制器具有短视性。本文提出预测流控制屏障函数(P-CBFs),将传统CBF从当前状态函数推广为在有限预测时域内参数化控制计划下的预测流泛函。通过P-CBF可验证整个预测时域内的轨迹处于安全集。为解决候选P-CBF难以满足控制约束的问题,本文引入终端候选P-CBF——要求预测流在终端时刻进入备用安全集,并设计规划时间偏移机制以调节预测时域,增加可行性自由度。实时控制、控制参数与规划时间偏移的演化由单一凸优化联合决定,该优化保证可行性且使关联安全集前向不变。所提方法实现了整个预测时域的安全证书,并统一了有限时域积分代价优化与安全认证。当控制约束为凸多面体时,优化可简化为二次规划(QP)。基于此的实现名为FlowBarrier,已在非完整地面机器人密集环境导航任务中验证,对比非线性模型预测控制及两种基于CBF的安全滤波方法,在100次试验中均实现最高到达率、零安全违规与最低计算时间。

原文摘要 · Abstract (English)

Control barrier functions (CBFs) provide real-time safety guarantees through pointwise conditions on the state. However, synthesizing a valid CBF is difficult and the resulting controllers are myopic. To address myopia, this article introduces predicted-flow control barrier functions (P-CBFs), which generalize the CBF from a function of the current state to a functional of a predicted flow under a parametrized control plan over a finite prediction horizon. For safety, a P-CBF can certify that the predicted flow is in a safe set over the entire prediction horizon. However, candidate P-CBFs suffer from the same challenge as candidate CBFs, namely, control constraints make it difficult to guarantee that the P-CBF is valid. This article resolves this challenge by introducing a terminal candidate P-CBF requiring that the predicted flow end in a backup safe set at the terminal time, and a planning-time shift that modulates the prediction horizon, providing an additional degree of freedom to ensure feasibility. The real-time control and the evolution of the control-plan parameter and planning-time shift are determined jointly by a single convex optimization that is guaranteed to be feasible and renders the associated safe set forward invariant. The resulting safe optimal flow control provides a safety certificate over the entire prediction horizon and unifies finite-horizon integral-cost optimization with safety certification. This optimization reduces to a quadratic program (QP) if the control constraints are a convex polytope. The QP implementation, termed FlowBarrier, is validated on a nonholonomic ground robot navigating a dense environment. FlowBarrier is compared to nonlinear model predictive control and two CBF-based safety filter methods across 100 trials, where FlowBarrier achieves the highest goal-reaching rate, zero safety violations, and the lowest computation time.

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