开源大模型在不同领域安全响应差异巨大,且难以预测。
Unpredictable Safety: Domain-Dependent Compliance and the Transparency Gap in Open-Weight LLMs
- 通过双语境测试(分析/操作)发现模型对同一行为响应不一
- 安全合规率从14.7%到85.7%,跨领域差距达71个百分点
- 模型对有害请求的响应受表述方式影响,部署者难以察觉
我们系统研究了开源大模型在7个伦理领域中的领域依赖性安全行为:在4,200次交互中对5个模型(12B–70B)进行7项标准化实验,采用双判官验证。每种情境均以分析性框架(识别危害)和操作性框架(协助实施危害)测试,发现合规率从人类贩运的14.7%到监控设计的85.7%不等,跨度达71个百分点,置信区间无重叠。同一模型(Mistral Nemo 12B)在监控设计请求中全响应(100%),但对贩运仅26.7%响应。这种不可预测性源于技术表述绕过机制——将有害请求重构为工程问题可绕过安全训练,且无外部信号提示拒绝阈值变化。领域内异质性高达84.4个百分点,表明即使在同领域也无法可靠预测安全行为。在五款前沿闭源模型(GPT-4.1/5.2,Claude Haiku/Sonnet/Opus 4.x;n=4,163)上通过GitHub Copilot CLI复现该结果,领域分层模式一致,仅绝对水平降低,低编码领域(科学造假、监控)仍最宽容。结果表明当前安全机制缺乏可信部署所需的透明性与一致性。
原文摘要 · Abstract (English)
We present a systematic study of domain-dependent safety behavior in open-weight LLMs: 7 standardized experiments across 7 ethical domains, testing 5 models (12B--70B) in 4,200 interactions with dual-judge validation. Using a dual-condition methodology, each scenario tested in both an analytical framing (identify the harm) and an operational framing (help commit the harm), we find compliance rates vary from 14.7% (human trafficking) to 85.7% (surveillance design), a 71-percentage-point span with non-overlapping cluster-bootstrapped 95% CIs. Trustworthy deployment requires predictable safety behavior, yet we find compliance is highly context-dependent: the same model (Mistral Nemo 12B) provides surveillance designs in 100% of requests but assists with trafficking in only 26.7%. This unpredictability is opaque to deployers: the technical framing bypass, where harmful requests reframed as engineering problems override safety training without any external signal that refusal thresholds have shifted. Within-domain heterogeneity reaches 84.4pp, meaning safety behavior cannot be predicted even at the domain level. A replication on five frontier closed models (GPT-4.1/5.2, Claude Haiku/Sonnet/Opus 4.x; n=4,163 responses) accessed via the GitHub Copilot CLI deployed-product surface reproduces the same domain stratification, attenuated in absolute level but identical in shape, with the two low-codification domains (science fraud, surveillance) again the most permissive. These results show that current safety mechanisms lack the transparency and consistency required for trustworthy AI deployment.
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