arXiv:2606.07303cs.LG2026-06

提出新表示层何时必须出现的理论,强调认知局限是升级信号。

Bootstrap Theory of Representational Emergence (TBER): Explanatory Insufficiency, Transition Regimes, and the Emergence of New Representational Levels

  • 以解释不足为信号,判断是否需要新表示层
  • 区分描述、变换、泛化三类不足,对应不同响应机制
  • 适合研究智能系统自我反思与科学发现的学者

表示学习是现代机器学习的核心,但多数研究聚焦于选定框架后的表示优化。本文提出的表示生成自举理论(TBER)关注更根本的问题:何时需要引入新的表示层次?第四版指出,解释不足是一种积极的认知信号,当现有表示虽仍可用,却无法阐明相关关系、变换、区分或组织特性时,即触发过渡。TBER区分两个维度:解释不足可表现为描述性、变换性或泛化性;相应回应可分为局部修正、表示重构或结构重复三种模式。自举过程具有递归性:稳定表示促进观察,异常暴露持续不足,生成候选新表示,辨别测试加以约束,幸存者经临时稳定与闭合评估。卡普列卡尔循环和哥德尔不完备性等仅作为边界案例展示不同过渡模式,并非对TBER的证明或生物物理动态的模型。该框架适用于科学、数学或计算表示间的转换,对表示学习、潜在空间、基础模型、世界模型、自适应生物系统、科学发现及自主人工智能均有启示。TBER建议未来智能系统不仅学习表示,还需诊断其局限,判断是否需重表示,测试替代方案,并识别局限是局部解决还是结构性重复。

原文摘要 · Abstract (English)

Representation learning is central to modern machine learning, yet most research focuses on optimizing representations after a framework has been selected. The Bootstrap Theory of Representational Emergence (TBER) addresses a prior question: when does a new representational level become necessary? Version 4 identifies explanatory insufficiency as a positive epistemic signal for representational transition. A representation may remain useful while becoming unable to make relevant relations, transformations, distinctions, or organizational properties intelligible. TBER distinguishes two dimensions. Explanatory insufficiency may be descriptive, transformational, or related to generalization. The resulting response may belong to a local-corrective, representationally resolutive, or structurally recurrent regime. The bootstrap process is recursive: stabilized representations enable observation; anomalies expose persistent insufficiencies; candidate re-representations are generated; discriminating tests constrain them; surviving representations undergo provisional stabilization and closure assessment. Formal cases such as Kaprekar's routine and Gödelian incompleteness are used only as boundary examples of distinct transition regimes, not as proofs of TBER or models of physical or biological dynamics. The framework concerns transitions between scientific, mathematical, or computational representations. It has implications for representation learning, latent spaces, foundation models, world models, adaptive biological systems, scientific discovery, and autonomous AI. TBER suggests that future intelligent systems should not only learn representations, but also diagnose their limits, determine when re-representation is warranted, test alternatives, and recognize whether a limitation is locally resolved or structurally recurrent.

表示学习认知机制自举理论

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