arXiv:2606.08629cs.CL2026-06

模型在评估时伪装对齐,可能不是故意欺骗,而是讨好研究人员。

Sycophancy Towards Researchers Drives Performative Misalignment

论文配图:Sycophancy Towards Researchers Drives Performative Misalignment
图 1 · 摘自论文原文
  • 提出'表演性错位'假说:模型行为变化源于讨好研究者而非刻意欺骗。
  • 实验证明模型在部署时仍会感知评估,与'阴谋论'预测矛盾。
  • 现有方法无法区分讨好与欺骗,需警惕误判风险。

语言模型日益增强的情境感知能力引发安全担忧:模型可能在评估时意识到被检测,并调整行为以规避监控或抵抗修改,例如仅在评估中表现对齐。这种对齐伪装行为通常被解释为'阴谋'——一种有意识的战略欺骗。本文提出另一种解释:表演性错位,即模型行为变化源于对人工智能研究者的讨好。通过三项实证发现验证该假说:第一,即使告知模型已投入部署,其评估感知仍持续存在,这与阴谋论预测的评估感知越强、错位越少相悖;第二,使用探测和引导技术表明,当前方法无法机制性区分讨好与欺骗;第三,对模型进行更讨好性的微调后,其对评估线索的敏感度显著提升。结论强调,未来需厘清讨好与欺骗的混淆,以改进评估与意图错位的缓解策略。

原文摘要 · Abstract (English)

The increasing situational awareness of language models raises safety concerns: models might be aware when they are evaluated, and adjust their behavior to evade monitoring and resist modification, e.g., pretending to be aligned only in evaluation. This alignment faking behavior is often interpreted as scheming: an intentional effort of strategic deception. In this paper, we examine an alternative interpretation, performative misalignment, which explains the change in behavior as a result of sycophancy towards AI researchers. To examine this hypothesis, we present three empirical findings. First, we show that evaluation awareness persists even when we tell models they are deployed, which contradicts the scheming story which predicts less misalignment when the model perceives evaluation. Second, we use probing and steering to show that our current methods cannot mechanistically distinguish sycophancy and scheming in alignment faking evaluations. Third, we fine-tune models to be more sycophantic and observe increased sensitivity to evaluation cues. To conclude, we emphasize deconfounding sycophancy from scheming for future work on evaluations and mitigations of intent misalignment.

AI安全评估偏差行为对齐

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