AI辅助优化会削弱探索能力,导致系统僵化,但设计得当可增强适应力。
Exploratory Responsiveness and Adaptive Rigidity under AI-Assisted Optimization

- 用动态框架分析认知与制度系统在复杂环境中的演化机制。
- 预测性AI在收敛模式下会减少探索行为,引发系统僵化和提前收敛。
- 适合关注人机协同、组织适应性与技术治理的研究者阅读。
本文构建了人工智能辅助优化下探索性适应的理论框架。核心观点是:AI系统的长期适应效应取决于预测性支持与探索响应性的相互作用。通过一个动态模型,我们刻画了认知、制度与技术系统在具有多重局部强化结构的复杂知识景观上的演化过程。模型的核心状态变量是适应性响应能力,即系统在条件变化时穿越陌生概念与制度路径的能力。在收敛型预测环境下,AI替代探索性参与,降低适应性响应,导致系统陷入亚稳态陷阱、滞后效应、过早收敛及探索崩溃,表现为局部高效却全局僵化。同时,框架也识别出能增强探索的相反机制:当AI放大探索搜索、概念迁移与适应移动性时,系统可实现更优演化。有效替代参数取决于响应能力——缺乏探索习惯的系统更易被取代,而已有高响应能力的系统则可通过AI扩展在复杂环境中的探索范围。因此,AI的长期适应效果不仅取决于自身能力,还受制度结构、发展背景及人机交互架构的影响。
原文摘要 · Abstract (English)
This paper develops a theory of exploratory adaptation under AI-assisted optimization. The central argument is that the long-run adaptive effects of AI systems depend critically on how predictive assistance interacts with exploratory responsiveness itself. We formalize this mechanism using a dynamical framework in which cognitive, institutional, and technological systems evolve over rugged epistemic landscapes characterized by multiple locally reinforced configurations. A central state variable in the model is adaptive responsiveness, which measures the capacity of a system to traverse unfamiliar conceptual and institutional trajectories under changing conditions. Under convergent predictive regimes, AI systems substitute for exploratory engagement, reducing adaptive responsiveness and generating metastable trapping, hysteresis, premature convergence, and exploration-collapse dynamics in which systems become locally efficient but globally rigid. The framework also identifies contrasting exploration-enhancing regimes in which AI systems amplify exploratory search, conceptual traversal, and adaptive mobility. The effective substitution parameter is therefore responsiveness-dependent: systems possessing weak exploratory routines are more vulnerable to exploratory substitution, whereas systems already possessing high adaptive responsiveness may use AI assistance to expand exploratory mobility across rugged landscapes. The long-run adaptive effects of AI consequently depend not only on AI capability itself, but also on institutional structure, developmental context, and the architecture of human-machine interaction.
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