用稀疏非负组合重构查询,提升检索结果多样性。
Non-negative Elastic Net Decoding for Information Retrieval
- 将检索视为联合解码问题,通过非负弹性网选择能重建查询的文档集。
- 在含相关文档的语料上,相比传统内积检索多处理23%的查询。
- 适用于需要去重、多样性的检索场景,如问答与推荐系统。
稠密检索已成为信息检索的主流范式,其中每个文档通过查询与文档嵌入向量的内积打分,选取得分最高的前k个文档。然而,由于每个文档的得分仅依赖于查询和自身嵌入,检索过程忽略了整个语料库的内容,难以避免选出语义相似的冗余文档。为此,我们提出将检索建模为联合解码问题,文档以集合形式被选择,考虑其余文档的上下文。为此,本文提出非负弹性网(NNN)解码方法,通过稀疏非负线性组合联合重构查询嵌入来选择文档。理论分析表明,稠密检索可处理的所有查询,NNN均可处理;而在包含相关文档的语料中,NNN还可处理稠密检索无法处理的查询。实验表明,对冻结的内积训练嵌入应用NNN解码,在多个基准测试中均取得一致改进。此外,我们提出端到端训练流程,优化嵌入以适配NNN解码,显著提升所有指标和基准的表现,超越现有稠密检索方法。本工作建立了超越标准内积打分的新范式,更充分地利用稠密嵌入进行信息检索。
原文摘要 · Abstract (English)
Dense retrieval has become the dominant paradigm in information retrieval, in which each document is scored against a query by the inner product of their vector embeddings, and the top-$k$ documents by score are retrieved for this query. However, since each document's score depends solely on the embedding of the query and itself, the retrieval process is oblivious to the content of the entire corpus. Therefore, dense retrieval cannot avoid selecting semantically similar documents from the corpus, which may result in a non-diverse, redundant set of retrieved documents. To this end, we approach retrieval as a joint decoding problem, in which documents are selected as a set with regard to the context of the rest of the corpus. To achieve this, we propose Non-Negative elastic Net (NNN) decoding, which selects documents whose embeddings jointly reconstruct the query embedding as a sparse non-negative linear combination. Our main theoretical result establishes a strict separation between dense retrieval and NNN decoding. For any corpus, every query correctly handled by dense retrieval is also handled by NNN decoding, while on corpora containing correlated documents, NNN decoding additionally handles queries that dense retrieval cannot. Experimental results indicate that applying NNN decoding to frozen embeddings trained for inner-product scoring yields consistent improvements across several benchmarks. Moreover, we introduce an end-to-end training procedure which optimizes the embeddings for NNN decoding, producing significant performance gains surpassing in all metrics and benchmarks compared to dense retrieval. Our work establishes a new paradigm for leveraging dense embeddings in information retrieval, beyond the standard practice of inner-product scoring.
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