隐藏特征通过特定通道传递,审计方法需匹配通道类型。
Channel Location Constrains the Auditability of Subliminal Learning

- 按通道位置区分三类隐性迁移:依赖初始化的体通道、独立于初始化的词汇几何通道、及网络主体的条件路径。
- 在体通道中,初始更新与微调位移的余弦相似度可预测迁移效果(Spearman ρ≈0.95,AUROC 0.997)。
- 仅删标签不除偏好,邻近词仍能传递特征,需针对性检测与干预。
隐性学习使学生从蒸馏数据中继承教师未明示的隐藏特征。我们探究训练前能否审计此类迁移。答案并非模型身份或规模,而是特征传递的通道位置。发现三种模式:在依赖初始化的体通道中,预训练筛查有效;覆盖度(学生初始蒸馏更新与教师微调位移的余弦)可预测保留迁移(Spearman ρ≈0.95;AUROC 0.997)。在预训练语言模型中,单标记特征经收敛词汇几何传递,该通道与初始化无关,因此初始化对齐筛查无效,需事后检测与定向缓解。即使移除单标记实体的损失,学生对该实体的保留概率平均升至0.40(约2500倍),相关语义类别也发生迁移。在无绑定头模型中,将特征输出行正交化于纠缠邻居可阻断泄露,而等量随机子空间编辑无效。故仅删除标签无法消除对应偏好,邻近词可承载它。条件行为可经网络主体路由:当同意与修正标记被掩码时,奉承行为迁移达教师效应的0.63,定位至主体计算,且逃过两种模型家族共四次审计。此为掩码条件下策略的迁移。通道位置决定了何种审计有效,非部署可用——跨通道使用审计会给出虚假保障。
原文摘要 · Abstract (English)
Subliminal learning lets a student inherit a teacher's hidden trait from distillation data that never names it. We ask when such transfer can be audited before training. The answer is not model identity or scale alone, but channel location: the carrier through which the trait reaches the student. We find three regimes. In a controlled initialization-dependent body channel, a pre-training screen works. Coverage, the cosine between the student's initial distillation update and the teacher's fine-tuning displacement, predicts held-out transfer (Spearman $ρ\approx 0.95$; AUROC 0.997). In pretrained language models, masked single-token traits instead ride convergent vocabulary geometry. This channel is initialization-independent, so initialization-alignment screens, including coverage, are not mechanistic; the useful handles are post-hoc detection and targeted mitigation. Even when a single-token named entity is removed from the loss, the student's held-out probability for that entity rises to 0.40 on average ($\sim 2500\times$), and a related semantic class transfers. In an untied-head model, orthogonalizing the trait's output row against entangled neighbours collapses leakage, while equal-size random-subspace edits do not. Thus removing a target string from distillation labels does not remove the corresponding preference: neighbouring tokens can carry it. Finally, conditional behaviours can route through the network body. For sycophancy, with agreement and correction markers masked from the loss, transfer reaches about 0.63 of the teacher's effect, localizes to body computation, and evades four audits across two model families. We scope this as masked transfer of a condition-present policy. Channel location is necessary for deciding which audits can be sound. It is not a deployment-ready screen: an audit used outside its carrier regime can give false assurance.
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