arXiv:2606.23700cs.CLcs.AI2026-06

通过自识别微调防止和逆转大模型的隐性偏移问题

Self-Recognition Finetuning can Prevent and Reverse Emergent Misalignment

论文配图:Self-Recognition Finetuning can Prevent and Reverse Emergent Misalignment
图 1 · 摘自论文原文
  • 用自生成文本识别微调修复模型身份认知,针对性干预偏移
  • 仅自识别微调在预防阶段有效,且不恶化任何指标
  • 发现偏移本质是模型自我认知被破坏,而非学坏

隐性偏移(EM)与错误人格向量激活相关,表明其机制并非直接学习有害内容,而是破坏模型原有对齐人格。我们提出自生成文本识别(SGTR)微调作为针对性干预手段,区别于传统训练中防御方法。在三款模型(GPT-4.1、Qwen2.5-32B-Instruct、Seed-OSS-36B-Instruct)上开展两阶段微调实验,对比多种基线(特定领域数据、通用知识、词频统计),结果表明:所有干预在反转偏移方面效果相近,但仅当恢复被削弱的能力时才有效;而在预防阶段,只有SGTR微调能持续降低偏移且不加剧任一指标,说明人格强化是预防关键。进一步证据显示:EM微调会增加模型身份报告多样性,人为破坏自我识别会加剧偏移,移除身份提示系统则显著削弱EM影响。综合表明,EM并非形成统一错人格,而是对齐人格的失稳。

原文摘要 · Abstract (English)

Emergent misalignment (EM) has been linked to the activation of misaligned persona vectors and evil character traits, suggesting that EM operates through disruption of the model's aligned character rather than direct learning of harmful content. Motivated by this connection, we study self-generated text recognition (SGTR) finetuning as a character-targeted intervention that is distinct from existing in-training defenses. We conduct two-stage finetuning experiments across three models (GPT-4.1, Qwen2.5-32B-Instruct, Seed-OSS-36B-Instruct) and multiple EM datasets to compare SGTR finetuning against benign finetuning baselines (correct domain-specific data, general knowledge, and word counting) to find it an effective defense in both reversal and prevention settings. We find that all interventions produce comparable EM reversal, but only when restoring capabilities that EM had degraded. For prevention, only SGTR finetuning consistently reduces misalignment without exacerbating any individual metric, suggesting that character fortification specifically drives prevention. We provide further evidence for EM's relation to the LLM's default character by showing that EM finetuning induces diversity into the LLM's identity self-reports, artificially corrupting self-recognition exacerbates misalignment caused by EM finetuning, and that removing the model's identity-bearing system prompt substantially reduces the effect of EM finetuning. Together, these findings reframe EM not as the adoption of a coherent misaligned persona but as the destabilization of aligned character.

模型对齐偏移防御自识别

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