arXiv:2606.32008cs.LG2026-06

开放大模型能否解释闭源模型?研究发现预测一致不等于解释一致。

Surrogate Fidelity: When Can Open LLMs Explain Closed Ones?

论文配图:Surrogate Fidelity: When Can Open LLMs Explain Closed Ones?
图 1 · 摘自论文原文
  • 用开放模型的输出信号模拟闭源模型的行为,评估三层次一致性
  • 预测一致率高,但归因一致率低,多数模型对答案原因分歧明显
  • 黑箱消融法比白箱注意力更可靠,揭示解释转移的局限性

机制可解释性需要访问模型内部结构,但当前广泛应用的语言模型仅提供输出词的概率接口。这催生了一个代理问题:在开放模型上测量的结果何时能用于推断闭源模型?我们从预测、归因和表征三个层面评估了代理保真度。在十一款覆盖Llama、Qwen、GPT和Gemini四大家族的模型中发现,预测保真度显著高于归因保真度:模型虽常对答案一致,却往往对原因分歧。我们观察到一种‘访问-有效性倒置’:白箱信号如注意力模式和扰动幅度在模型间高度稳定,但对因果归因的预测能力较弱;而黑箱输入消融法因设计本就捕捉因果效应。机制洞察无法自动迁移到闭源目标,仅预测层面一致不足以支持解释转移。代码与结果见https://github.com/facebookresearch/surrogate。

原文摘要 · Abstract (English)

Mechanistic interpretability (MI) requires full access to model internals, yet the APIs for most widely deployed language models at best expose log-probabilities over output tokens. This creates a surrogate problem: when do measurements made on open models allow us to make claims about a closed model? We evaluate surrogate fidelity at the prediction, attribution, and representation levels. For binary classification tasks, log-odds provide an API-compatible scalar readout of the model's representation space, and leave-one-out attributions provide insight into model behavior. Across eleven models spanning four families (Llama, Qwen, GPT, and Gemini), we find that prediction fidelity substantially overstates attribution fidelity: models that agree on what the answer is often disagree on why. We document an access-validity inversion: white-box signals like attention patterns and perturbation magnitudes are highly stable across models but only weakly predictive of causal attributions, which black-box input ablations capture by design. Mechanistic insight does not automatically transfer to closed targets, and prediction-level agreement is insufficient to warrant such transfer. Code and results are available at https://github.com/facebookresearch/surrogate.

可解释性闭源模型归因分析大模型

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