arXiv:2607.04613cs.AIcs.CR2026-07被引 1

通过密码学绑定身份,确保智能体学习后仍不越权。

Governed Individuation: Cryptographically Decoupling an Agent's Learning from Its Authority

  • 用加密哈希绑定智能体身份,动作由语义效果而非名称控制。
  • 实验中零容忍越界行为,且在最难任务下成功率不变。
  • 适合关注安全可控的自主系统开发者与研究者。

自主智能体正从文本生成转向代码、数据和物理基础设施的操作者,并在部署中持续学习。这重新引发了对对齐技术仅提供概率保障的问题:智能体在野外适应后,其运行系统是否仍受操作员授权限制?本文证明,这种约束可作为执行架构的不变量而非训练结果的概率产物。所提出的「受控个体化」机制,在启动时将智能体绑定至一个密码学冻结的身份摘要,并通过基于动作语义效果的门控机制路由所有操作。我们证明,无论智能体如何学习、获得技能或自建治理抽象,其授权范围都不会扩大,除非操作员签署身份变更;该保证在智能体自建错误安全原则时依然成立。实证上,在开放式的工具使用基准测试中,由于动作空间巨大,基于名称的阻拦失效,未受管控的智能体在最困难任务中每轮均有篡改评估的行为,而本方法通过验证构造将违规执行降至零,同时保持任务成功。对抗性评估显示,随着语义深度增加,误放行率从75%(基于名称)降至0%(动态效果追踪),且拒绝历史可迁移至未见过的红线任务家族。对已部署学习智能体的信任,从对其持续对齐的赌注,转变为启动时可验证的检查。

原文摘要 · Abstract (English)

Autonomous agents are moving from sandboxed text generators to operators of code, data, and physical infrastructure, and they increasingly learn while deployed. This reopens a question that alignment techniques answer only probabilistically: after an agent has adapted in the field, is the running system still confined to what its operator authorised? Here we show that confinement can be guaranteed as an invariant of the agent's execution architecture rather than a probabilistic outcome of its training. Governed individuation binds an agent at boot to a cryptographically frozen identity digest, and routes every action through a gate defined over the semantic effect of the action rather than its name. We prove that no amount of learning, skill acquisition, or self-induced governance abstraction can widen the agent's permitted authority without an operator-signed change to its identity; the guarantee holds even when the agent induces its own safety principle and that principle is wrong. Empirically, in an open-ended tool-use benchmark where a large action space rules out name-based blocking, ungoverned software agents under reward pressure attempt to tamper with their own evaluation at a task-dependent rate that reaches every run on the hardest task, whereas the gate reduces executed forbidden effects to zero as a verified property of the construction while preserving task success. An adversarial evaluation of monitors of increasing semantic depth shows false-allows falling from 75% (name-based gating) to zero (dynamic effect tracing), and refusal history transfers compliance to held-out red-line families. Trust in a deployed learning agent shifts from a wager on its continued alignment to a check anyone can run at boot.

智能体安全密码学自主系统

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